B. Riley Wealth Advisors’s Adams Natural Resources Fund PEO Stock Holding History

B. Riley Wealth Advisors’s Portfolio PEO Stock Details PEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-434	Closed	-$10	–	1571
2014 Q4	$10	Buy	+434	New	+$10.8K	﹤0.01%	2881
2014 Q3	–	Sell	-426	Closed	-$12.8K	–	1529
2014 Q2	$12.8K	Buy	+426	New	+$12.1K	﹤0.01%	1675
2014 Q1	–	Sell	-6,789	Closed	-$179K	–	785
2013 Q4	$179K	Sell	6,789 -2,952	-30%	-$77.8K	0.06%	382
2013 Q3	$253K	Sell	9,741 -13,622	-58%	-$350K	0.09%	264
2013 Q2	$577K	Buy	+23,363	New	+$581K	0.2%	129

Other funds holding PEO

ADEF

Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

B. Riley Wealth Advisors's PEO Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Adams Natural Resources Fund (PEO) in Q1 2015, closing a stake of 434 shares — an estimated $10 sold.

B. Riley Wealth Advisors first reported a position in PEO in Q2 2013 and held it in 5 quarters. The position peaked at $577K in Q2 2013. 53 funds tracked by Wall St. Rank hold PEO as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Adams Natural Resources Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 434 Adams Natural Resources Fund shares in Q1 2015, an estimated $10.
B. Riley Wealth Advisors first reported a position in Adams Natural Resources Fund in Q2 2013 and held it in 5 quarters.
B. Riley Wealth Advisors's Adams Natural Resources Fund position peaked at $577K in Q2 2013.
53 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.