B. Riley Wealth Advisors’s Invesco Mortgage Capital IVR Stock Holding History

B. Riley Wealth Advisors’s Portfolio IVR Stock Details IVR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,137	Closed	-$168K	–	588
2015 Q2	$168K	Buy	+1,137	New	+$178K	0.04%	473
2015 Q1	–	Sell	-876	Closed	-$135	–	1272
2014 Q4	$135	Buy	+876	New	+$141K	﹤0.01%	1565
2014 Q3	–	Sell	-498	Closed	-$86.4K	–	1269
2014 Q2	$86.4K	Sell	498 -165	-25%	-$28.3K	0.02%	784
2014 Q1	$109K	Sell	663 -533	-45%	-$86.2K	0.03%	590
2013 Q4	$176K	Sell	1,196 -1,290	-52%	-$196K	0.06%	384
2013 Q3	$383K	Sell	2,486 -1,018	-29%	-$161K	0.13%	178
2013 Q2	$580K	Buy	+3,504	New	+$692K	0.2%	128

Other funds holding IVR

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Advisors's IVR Position: Q3 2015 in Review

B. Riley Wealth Advisors sold out of Invesco Mortgage Capital (IVR) in Q3 2015, closing a stake of 1,137 shares — an estimated $168K sold.

B. Riley Wealth Advisors first reported a position in IVR in Q2 2013 and held it in 7 quarters. The position peaked at $580K in Q2 2013. 167 funds tracked by Wall St. Rank hold IVR as of Q3 2015.

B. Riley Wealth Advisors reported no remaining Invesco Mortgage Capital position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,137 Invesco Mortgage Capital shares in Q3 2015, an estimated $168K.
B. Riley Wealth Advisors first reported a position in Invesco Mortgage Capital in Q2 2013 and held it in 7 quarters.
B. Riley Wealth Advisors's Invesco Mortgage Capital position peaked at $580K in Q2 2013.
167 funds tracked by Wall St. Rank held Invesco Mortgage Capital as of Q3 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.