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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$4.68B
AUM Growth
+$4.3B
Cap. Flow
+$1.21B
Cap. Flow %
25.76%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.63%
2 Technology 7.4%
3 Healthcare 6.46%
4 Financials 5.73%
5 Energy 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTS
351
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1.24M 0.03%
31,265
+14,115
+82% +$122K
SABA
352
Saba Capital Income & Opportunities Fund II
SABA
$214M
$1.21M 0.03%
15,256
+7,650
+101% +$117K
LLEX
353
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$1.2M 0.03%
346,500
+150,000
+76% +$200K
FVD icon
354
First Trust Value Line Dividend Fund
FVD
$7.89B
$1.19M 0.03%
49,335
+2,005
+4% +$47K
WG
355
DELISTED
Willbros Group
WG
$1.18M 0.03%
+34,140
New +$195K
ADAM
356
Adamas Trust
ADAM
$806M
$1.15M 0.02%
7,097
+3,321
+88% +$104K
SVM
357
Silvercorp Metals
SVM
$2.47B
$1.15M 0.02%
162,364
+80,252
+98% +$112K
MDYG icon
358
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$1.14M 0.02%
28,845
+4,425
+18% +$170K
HILL
359
DELISTED
DOT HILL SYSTEMS CORP
HILL
$1.14M 0.02%
46,170
+23,460
+103% +$98.7K
RFG icon
360
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
$1.11M 0.02%
45,660
+3,690
+9% +$89.1K
MFIC icon
361
MidCap Financial Investment
MFIC
$745M
$1.1M 0.02%
+7,529
New +$180K
MUFG icon
362
Mitsubishi UFJ Financial
MUFG
$261B
$1.06M 0.02%
35,710
+10,380
+41% +$57.8K
PFX icon
363
PhenixFIN
PFX
$89.2M
$1.03M 0.02%
742
-320
-30% -$69.5K
PALI icon
364
Palisade Bio
PALI
$295M
– –
0
– –
BCR
365
DELISTED
CR Bard Inc.
BCR
$1.01M 0.02%
+6,036
New +$976K
IJJ icon
366
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.5B
$981K 0.02%
15,344
+300
+2% +$18.6K
RZG icon
367
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$123M
$961K 0.02%
35,700
+3,135
+10% +$81.2K
IWS icon
368
iShares Russell Mid-Cap Value ETF
IWS
$15B
$959K 0.02%
13,003
+1,148
+10% +$82.5K
DOC icon
369
Healthpeak Properties
DOC
$14B
$948K 0.02%
23,636
+311
+1% +$12.3K
CZA icon
370
Invesco Zacks Mid-Cap ETF
CZA
$176M
$940K 0.02%
18,980
+2,980
+19% +$145K
MMP
371
DELISTED
Magellan Midstream Partners, L.P.
MMP
$919K 0.02%
11,119
+2,567
+30% +$210K
XLVS
372
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$915K 0.02%
15,320
+580
+4% +$34.6K
FNX icon
373
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
$900K 0.02%
17,040
+3,330
+24% +$171K
RWJ icon
374
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.01B
$834K 0.02%
43,830
+7,290
+20% +$132K
IXP icon
375
iShares Global Comm Services ETF
IXP
$469M
$813K 0.02%
13,530
+80
+0.6% +$4.99K
13 14
15
16 17

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68B, up 1,118% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $1.21B of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47M.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68B portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value rose 1,118% quarter-over-quarter to $4.68B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.