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B. Riley Wealth Advisors’s PhenixFIN PFX Stock Holding History

B. Riley Wealth Advisors’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-742
Closed -$1.03K – 1577
2014
Q4 		$1.03K Sell
742
-320
-30% -$69.5K 0.02% 741
2014
Q3 		$251K Sell
1,062
-2,251
-68% -$576K 0.07% 427
2014
Q2 		$475K Buy
3,313
+1,289
+64% +$330K 0.11% 205
2014
Q1 		$551K Sell
2,024
-680
-25% -$190K 0.17% 136
2013
Q4 		$749K Buy
+2,704
New +$756K 0.24% 102

Other funds holding PFX

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

B. Riley Wealth Advisors's PFX Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 742 shares — an estimated $1.03K sold.

B. Riley Wealth Advisors first reported a position in PFX in Q4 2013 and held it in 5 quarters. The position peaked at $749K in Q4 2013. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 742 PhenixFIN shares in Q1 2015, an estimated $1.03K.
  • B. Riley Wealth Advisors first reported a position in PhenixFIN in Q4 2013 and held it in 5 quarters.
  • B. Riley Wealth Advisors's PhenixFIN position peaked at $749K in Q4 2013.
  • 92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.