B. Riley Wealth Advisors’s Invesco Zacks Mid-Cap ETF CZA Stock Holding History

B. Riley Wealth Advisors’s Portfolio CZA Stock Details CZA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-19,890	Closed	-$1.06M	–	551
2016 Q3	$1.06M	Hold	19,890	–	–	0.21%	123
2016 Q2	$1.01M	Buy	19,890 +100	+0.5%	+$5.02K	0.2%	133
2016 Q1	$966K	Buy	19,790 +1,429	+8%	+$65.1K	0.22%	108
2015 Q4	$880K	Sell	18,361 -1,599	-8%	-$78.6K	0.18%	150
2015 Q3	$942K	Buy	19,960 +1,350	+7%	+$67.5K	0.23%	116
2015 Q2	$947K	Sell	18,610 -200	-1%	-$10.3K	0.24%	112
2015 Q1	$964K	Sell	18,810 -170	-0.9%	-$8.49K	0.24%	114
2014 Q4	$940	Buy	18,980 +2,980	+19%	+$145K	0.02%	771
2014 Q3	$773K	Sell	16,000 -13,500	-46%	-$660K	0.2%	134
2014 Q2	$717K	Buy	29,500 +15,490	+111%	+$727K	0.17%	134
2014 Q1	$649K	Buy	14,010 +1,500	+12%	+$68K	0.2%	123
2013 Q4	$568K	Buy	12,510 +1,030	+9%	+$45.4K	0.18%	135
2013 Q3	$486K	Buy	11,480 +140	+1%	+$5.79K	0.17%	147
2013 Q2	$450K	Buy	+11,340	New	+$445K	0.15%	163

Other funds holding CZA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

WDL

Well Done LLC Holland, Michigan $681M AUM 13.87% 1-Year Est. Return

LIM

Leavell Investment Management Mobile, Alabama $2.44B AUM 23.07% 1-Year Est. Return

B. Riley Wealth Advisors's CZA Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of Invesco Zacks Mid-Cap ETF (CZA) in Q4 2016, closing a stake of 19,890 shares — an estimated $1.06M sold.

B. Riley Wealth Advisors first reported a position in CZA in Q2 2013 and held it in 14 quarters. The position peaked at $1.06M in Q3 2016. 33 funds tracked by Wall St. Rank hold CZA as of Q4 2016.

B. Riley Wealth Advisors reported no remaining Invesco Zacks Mid-Cap ETF position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 19,890 Invesco Zacks Mid-Cap ETF shares in Q4 2016, an estimated $1.06M.
B. Riley Wealth Advisors first reported a position in Invesco Zacks Mid-Cap ETF in Q2 2013 and held it in 14 quarters.
B. Riley Wealth Advisors's Invesco Zacks Mid-Cap ETF position peaked at $1.06M in Q3 2016.
33 funds tracked by Wall St. Rank held Invesco Zacks Mid-Cap ETF as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.