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Invesco Zacks Mid-Cap ETF

30 hedge funds and large institutions have $42.7M invested in Invesco Zacks Mid-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more capital invested

Capital invested by funds: $25.5M → $42.7M (+$17.2M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

12.66% more ownership

Funds ownership: 20.79%33.45% (+13%)

3% more funds holding

Funds holding: 2930 (+1)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$16.2M +$15M +306,161 +1,013%
Morgan Stanley
2
Morgan Stanley
New York
$8.4M +$1.53M +31,391 +22%
Wells Fargo
3
Wells Fargo
California
$3.76M -$622K -12,725 -14%
U
4
UBS
Switzerland
$3.37M +$2.63M +53,707 +332%
LPL Financial
5
LPL Financial
California
$2.4M +$131K +2,679 +6%
LIM
6
Leavell Investment Management
Alabama
$1.26M
BRWA
7
B. Riley Wealth Advisors
Florida
$773K -$660K -13,500 -46%
RJA
8
Raymond James & Associates
Florida
$732K +$37.2K +762 +5%
FAAS
9
First Allied Advisory Services
California
$724K -$53.7K -1,099 -7%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$724K -$49.3K -1,008 -6%
PAG
11
Private Advisor Group
New Jersey
$686K +$338K +6,912 +95%
RIL
12
Rothschild Investment LLC
Illinois
$604K
VFS
13
VSR Financial Services
Kansas
$598K -$147 -3 -0%
GLA
14
Great Lakes Advisors
Illinois
$478K -$152K -3,102 -24%
Jane Street
15
Jane Street
New York
$413K +$418K +8,548 New
AIG
16
American International Group
New York
$405K -$49K -1,002 -11%
FHC
17
First Heartland Consultants
Missouri
$249K
BRWM
18
B. Riley Wealth Management
Tennessee
$234K +$238K +4,865 New
M&T Bank
19
M&T Bank
New York
$217K +$220K +4,500 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$170K +$60.6K +1,240 +54%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$111K -$700K -14,318 -86%
Creative Planning
22
Creative Planning
Kansas
$63K +$9.04K +185 +16%
SNT
23
Security National Trust
West Virginia
$58K -$19.1K -390 -24%
MFS
24
MSI Financial Services
Massachusetts
$28K -$7.33K -150 -21%
Ameriprise
25
Ameriprise
Minnesota
$19K +$2.59K +53 +15%

CZA Hedge Fund Activity: Q3 2014 in Review

30 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco Zacks Mid-Cap ETF (CZA) for Q3 2014, worth a combined $42.7M — up 67% from $25.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CZA positions and 3 closed out — a net gain of 1 holder — while 9 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $15M. The largest seller was Credit Suisse, exiting entirely with an estimated $867K sold.

  • 30 institutional investors held Invesco Zacks Mid-Cap ETF (CZA) as of Q3 2014, up from 29 in Q2 2014.
  • Funds reported $42.7M of Invesco Zacks Mid-Cap ETF stock for Q3 2014, up 67% quarter-over-quarter.
  • 4 funds opened new Invesco Zacks Mid-Cap ETF positions in Q3 2014 and 3 closed out, a net change of +1 holder.
  • The largest Invesco Zacks Mid-Cap ETF buyer in Q3 2014 was Bank of America, an estimated $15M added.
  • The largest Invesco Zacks Mid-Cap ETF seller in Q3 2014 was Credit Suisse, an estimated $867K sold.

Based on aggregated 13F filings for Q3 2014.