UBS’s Invesco Zacks Mid-Cap ETF CZA Stock Holding History

UBS’s Portfolio CZA Stock Details CZA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.37M	Buy	69,871 +53,707	+332%	+$2.63M	﹤0.01%	2403
2014 Q2	$785K	Sell	16,164 -632	-4%	-$29.7K	﹤0.01%	3779
2014 Q1	$778K	Sell	16,796 -8,789	-34%	-$398K	﹤0.01%	3749
2013 Q4	$1.16M	Buy	25,585 +1,151	+5%	+$50.8K	﹤0.01%	3372
2013 Q3	$1.03M	Buy	24,434 +16,143	+195%	+$668K	﹤0.01%	3295
2013 Q2	$329K	Buy	+8,291	New	+$326K	﹤0.01%	4542

Other funds holding CZA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LIM

Leavell Investment Management Mobile, Alabama $2.74B AUM 26.51% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

UBS's CZA Position: Q3 2014 in Review

UBS increased its Invesco Zacks Mid-Cap ETF (CZA) stake by 332% in Q3 2014, buying an estimated $2.63M and bringing the position to 69,871 shares worth $3.37M. The position accounts for ﹤0.01% of the portfolio, ranked #2403.

UBS first reported a position in CZA in Q2 2013 and has held it in 6 quarters since. 30 funds tracked by Wall St. Rank hold CZA as of Q3 2014.

UBS held 69,871 shares of Invesco Zacks Mid-Cap ETF worth $3.37M as of Q3 2014.
UBS bought 53,707 Invesco Zacks Mid-Cap ETF shares in Q3 2014, an estimated $2.63M.
Invesco Zacks Mid-Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2403 holding.
UBS first reported a position in Invesco Zacks Mid-Cap ETF in Q2 2013 and has held it in 6 quarters since.
30 funds tracked by Wall St. Rank held Invesco Zacks Mid-Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.