B. Riley Wealth Advisors’s Palisade Bio PALI Stock Holding History

B. Riley Wealth Advisors’s Portfolio PALI Stock Details PALI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Hold	0	–	-$6K	–	820
2019 Q1	–	Hold	0	–	–	–	740
2018 Q4	–	Hold	0	–	–	–	662
2018 Q3	–	Hold	0	–	–	–	713
2018 Q2	–	Hold	0	–	–	–	671
2018 Q1	–	Hold	0	–	–	–	661
2017 Q4	–	Hold	0	–	–	–	636
2017 Q3	–	Hold	0	–	–	–	537
2017 Q2	–	Hold	0	–	–	–	495
2017 Q1	–	Hold	0	–	–	–	486
2016 Q4	–	Hold	0	–	–	–	519
2016 Q3	–	Hold	0	–	–	–	598
2016 Q2	–	Hold	0	–	–	–	602
2016 Q1	–	Hold	0	–	–	–	517
2015 Q4	–	Hold	0	–	–	–	518
2015 Q3	–	Hold	0	–	–	–	510
2015 Q2	–	Hold	0	–	–	–	485
2015 Q1	–	Hold	0	–	–	–	494
2014 Q4	–	Hold	0	–	–	–	751
2014 Q3	–	Hold	0	–	–	–	565
2014 Q2	–	Hold	0	–	–	–	598
2014 Q1	–	Hold	0	–	–	–	602
2013 Q4	–	Hold	0	–	–	–	523
2013 Q3	–	Hold	0	–	–	–	588
2013 Q2	–	Hold	0	–	–	–	474

Other funds holding PALI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Alethea Capital Management Mercer Island, Washington $195M AUM 51.17% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

California Public Employees Retirement System

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return