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Palisade Bio
PALI

Overview Fund Activity

37 hedge funds and large institutions have $10.8M invested in Palisade Bio in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and closing their positions.

Holders
37
Holders Change
+15
Holders Change %
+68.18%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
7
Reduced
8
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DCM
1
DAFNA Capital Management
California
$847K
2
VKH
2
Virtu KCG Holdings
New York
$160K
3
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$136K
4
CS
4
Cannell & Spears
New York
$68K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$59K

Top Sellers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.26M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$28K
3
BRWA
3
B. Riley Wealth Advisors
Florida
$82K
4
DC
4
Davenport & Co
Virginia
$87.8K
5
Northern Trust
5
Northern Trust
Illinois
$257K
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.26M 1,941,851 -130,065 -6%
CS
2
Credit Suisse
Switzerland
$1.43M 525,893 +1,330 +0.3%
DCM
3
DAFNA Capital Management
California
$847K 312,500 +312,500 New
Geode Capital Management
4
Geode Capital Management
Massachusetts
$598K 220,634 – –
BFA
5
BlackRock Fund Advisors
California
$433K 159,931 +21,248 +15%
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$422K 155,700 – –
Northern Trust
7
Northern Trust
Illinois
$257K 94,720 -1,866 -2%
FAAS
8
First Allied Advisory Services
California
$231K 85,200 – –
VKH
9
Virtu KCG Holdings
New York
$160K 58,922 +58,922 New
Fifth Third Bancorp
10
Fifth Third Bancorp
Ohio
$136K 50,000 +50,000 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$110K 40,500 +1,000 +3%
GT
12
Greenleaf Trust
Michigan
$108K 40,000 – –
DC
13
Davenport & Co
Virginia
$87.8K 32,400 -14,600 -31%
BRWA
14
B. Riley Wealth Advisors
Florida
$82K 30,262 -58,501 -66%
State Street
15
State Street
Massachusetts
$78K 29,000 – –
GC
16
Guggenheim Capital
Illinois
$69K 25,483 +2,917 +13%
CS
17
Cannell & Spears
New York
$68K 25,000 +25,000 New
Bank of New York Mellon
18
Bank of New York Mellon
New York
$59K 21,560 +21,560 New
Morgan Stanley
19
Morgan Stanley
New York
$59K 21,700 +21,700 New
KFS
20
KMS Financial Services
Washington
$56K 20,490 +1,390 +7%
LPL Financial
21
LPL Financial
California
$52K 20,691 +4,300 +26%
U
22
UBS
Switzerland
$43K 15,900 +1,220 +8%
BA
23
BlackRock Advisors
Delaware
$36K 13,434 -1,104 -8%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$29K 10,748 +10,748 New
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$28K 10,212 -113,807 -92%
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