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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
276
Aflac
AFL
$65.5B
$287K 0.09%
9,102
+900
+11% +$28.6K
VDE icon
277
Vanguard Energy ETF
VDE
$9.9B
$286K 0.09%
2,228
+728
+49% +$89.7K
EZM icon
278
WisdomTree US MidCap Fund
EZM
$939M
$284K 0.09%
9,600
+2,235
+30% +$64.4K
PJP icon
279
Invesco Pharmaceuticals ETF
PJP
$445M
$284K 0.09%
5,020
+1,135
+29% +$64.5K
DD icon
280
DuPont de Nemours
DD
$18.6B
$282K 0.09%
2,288
+99
+5% +$11.7K
OXLC
281
Oxford Lane Capital
OXLC
$862M
$282K 0.09%
3,376
-1,882
-36% -$164K
WMB icon
282
Williams Companies
WMB
$85.8B
$281K 0.08%
6,929
+342
+5% +$13.9K
CRF
283
Cornerstone Total Return Fund
CRF
$1.13B
$274K 0.08%
11,781
+510
+5% +$11.9K
PHO icon
284
Invesco Water Resources ETF
PHO
$2.03B
$274K 0.08%
10,285
+3,620
+54% +$94.6K
UL icon
285
Unilever
UL
$142B
$273K 0.08%
5,666
+454
+9% +$20.5K
SLB icon
286
SLB Ltd
SLB
$72.7B
$272K 0.08%
2,791
+453
+19% +$41K
IWR icon
287
iShares Russell Mid-Cap ETF
IWR
$55.9B
$271K 0.08%
7,004
-420
-6% -$15.9K
FEZ icon
288
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$270K 0.08%
6,328
+870
+16% +$36.1K
BGS icon
289
B&G Foods
BGS
$303M
$268K 0.08%
8,914
+799
+10% +$25K
SLV icon
290
iShares Silver Trust
SLV
$27.7B
$268K 0.08%
26,187
+8,393
+47% +$165K
XLP icon
291
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$267K 0.08%
6,196
-5,188
-46% -$218K
AZN icon
292
AstraZeneca
AZN
$269B
$266K 0.08%
4,093
+614
+18% +$39.7K
RY icon
293
Royal Bank of Canada
RY
$287B
$266K 0.08%
4,028
-184
-4% -$11.9K
BDCL
294
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$266K 0.08%
9,462
-410
-4% -$11.8K
IWD icon
295
iShares Russell 1000 Value ETF
IWD
$81.4B
$265K 0.08%
2,743
-10
-0.4% -$937
UNXL
296
DELISTED
Uni-Pixel, Inc.
UNXL
$263K 0.08%
34,367
-5,670
-14% -$54K
VBK icon
297
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$261K 0.08%
2,104
+30
+1% +$3.72K
JNPR
298
DELISTED
Juniper Networks
JNPR
$260K 0.08%
10,087
+4,130
+69% +$108K
SCHW
299
Charles Schwab
SCHW
$182B
$260K 0.08%
9,498
+1,200
+14% +$31.4K
POT
300
DELISTED
Potash Corp Of Saskatchewan
POT
$260K 0.08%
7,173
+933
+15% +$31.4K
10 11
12
13 14

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.