B. Riley Wealth Advisors’s 2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev BDCL Stock Holding History
Bought
Maintained
Sold
| Quarter | Market Value | Status | Shares |
Shares Change % | Capital Flow | Portfolio Weight | Portfolio Position | |
|---|---|---|---|---|---|---|---|---|
|
2018
Q1 | – | Sell |
-12,785
| Closed | -$211K | – | 731 |
|
|
2017
Q4 | $211K | Buy |
12,785
+41
| +0.3% | +$677 | 0.03% | 565 |
|
|
2017
Q3 | $235K | Sell |
12,744
-825
| -6% | -$15.2K | 0.04% | 451 |
|
|
2017
Q2 | $268K | Sell |
13,569
-257
| -2% | -$5.08K | 0.05% | 398 |
|
|
2017
Q1 | $300K | Buy |
+13,826
| New | +$300K | 0.06% | 343 |
|
|
2016
Q2 | – | Sell |
-11,832
| Closed | -$23K | – | 654 |
|
|
2016
Q1 | $23K | Buy |
+11,832
| New | +$23K | 0.01% | 548 |
|
|
2015
Q1 | – | Sell |
-8,264
| Closed | -$177 | – | 2257 |
|
|
2014
Q4 | $177 | Sell |
8,264
-4,486
| -35% | -$96 | ﹤0.01% | 1431 |
|
|
2014
Q3 | $308K | Sell |
12,750
-25,006
| -66% | -$604K | 0.08% | 352 |
|
|
2014
Q2 | $542K | Buy |
37,756
+28,294
| +299% | +$406K | 0.13% | 182 |
|
|
2014
Q1 | $266K | Sell |
9,462
-410
| -4% | -$11.5K | 0.08% | 294 |
|
|
2013
Q4 | $294K | Sell |
9,872
-2,791
| -22% | -$83.1K | 0.09% | 246 |
|
|
2013
Q3 | $355K | Buy |
+12,663
| New | +$355K | 0.12% | 191 |
|