B. Riley Wealth Advisors’s 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2018
Q1
Sell
2017
Q4
$211K Buy
2017
Q3
$235K Sell
2017
Q2
$268K Sell
2017
Q1
$300K Buy
2016
Q2
Sell
2016
Q1
$23K Buy
2015
Q1
Sell
2014
Q4
$177 Sell
2014
Q3
$308K Sell
2014
Q2
$542K Buy
2014
Q1
$266K Sell
2013
Q4
$294K Sell
2013
Q3
$355K Buy