B. Riley Wealth Advisors’s 2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-12,785	Closed	-$211K	–	731
2017 Q4	$211K	Buy	12,785 +41	+0.3%	+$693	0.03%	565
2017 Q3	$235K	Sell	12,744 -825	-6%	-$15K	0.04%	451
2017 Q2	$268K	Sell	13,569 -257	-2%	-$5.14K	0.05%	398
2017 Q1	$300K	Buy	+13,826	New	+$284K	0.06%	343
2016 Q2	–	Sell	-11,832	Closed	-$23K	–	654
2016 Q1	$23K	Buy	+11,832	New	+$164K	0.01%	548
2015 Q1	–	Sell	-8,264	Closed	-$177	–	2268
2014 Q4	$177	Sell	8,264 -4,486	-35%	-$101K	﹤0.01%	1432
2014 Q3	$308K	Sell	12,750 -25,006	-66%	-$663K	0.08%	352
2014 Q2	$542K	Buy	37,756 +28,294	+299%	+$739K	0.13%	182
2014 Q1	$266K	Sell	9,462 -410	-4%	-$11.8K	0.08%	294
2013 Q4	$294K	Sell	9,872 -2,791	-22%	-$79.7K	0.09%	246
2013 Q3	$355K	Buy	+12,663	New	+$347K	0.12%	191