B. Riley Wealth Advisors’s Uni-Pixel, Inc. UNXL Stock Holding History

B. Riley Wealth Advisors’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-27,147	Closed	-$70K	–	619
2015 Q2	$70K	Sell	27,147 -2,105	-7%	-$8.79K	0.02%	507
2015 Q1	$205K	Sell	29,252 -35,792	-55%	-$211K	0.05%	456
2014 Q4	$2.05K	Buy	65,044 +30,157	+86%	+$165K	0.04%	547
2014 Q3	$221K	Sell	34,887 -35,047	-50%	-$261K	0.06%	476
2014 Q2	$282K	Buy	69,934 +35,567	+103%	+$235K	0.07%	336
2014 Q1	$263K	Sell	34,367 -5,670	-14%	-$54K	0.08%	296
2013 Q4	$401K	Buy	40,037 +24,662	+160%	+$364K	0.13%	180
2013 Q3	$272K	Buy	+15,375	New	+$245K	0.09%	245

Other funds holding UNXL

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

OCMI

Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

MSU

Mizuho Securities USA New York $6.2B AUM 35.46% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

B. Riley Wealth Advisors's UNXL Position: Q3 2015 in Review

B. Riley Wealth Advisors sold out of Uni-Pixel, Inc. (UNXL) in Q3 2015, closing a stake of 27,147 shares — an estimated $70K sold.

B. Riley Wealth Advisors first reported a position in UNXL in Q3 2013 and held it in 8 quarters. The position peaked at $401K in Q4 2013. 33 funds tracked by Wall St. Rank hold UNXL as of Q3 2015.

B. Riley Wealth Advisors reported no remaining Uni-Pixel, Inc. position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 27,147 Uni-Pixel, Inc. shares in Q3 2015, an estimated $70K.
B. Riley Wealth Advisors first reported a position in Uni-Pixel, Inc. in Q3 2013 and held it in 8 quarters.
B. Riley Wealth Advisors's Uni-Pixel, Inc. position peaked at $401K in Q4 2013.
33 funds tracked by Wall St. Rank held Uni-Pixel, Inc. as of Q3 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.