B. Riley Wealth Advisors’s Invesco Pharmaceuticals ETF PJP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,496	Closed	-$647K	–	613
2016 Q3	$647K	Buy	10,496 +38	+0.4%	+$2.49K	0.13%	199
2016 Q2	$663K	Buy	10,458 +1,186	+13%	+$74.6K	0.13%	192
2016 Q1	$557K	Sell	9,272 -1,192	-11%	-$72.9K	0.13%	200
2015 Q4	$733K	Buy	10,464 +84	+0.8%	+$5.96K	0.15%	175
2015 Q3	$689K	Buy	10,380 +1,025	+11%	+$79.8K	0.17%	169
2015 Q2	$733K	Sell	9,355 -356	-4%	-$27.7K	0.18%	153
2015 Q1	$742K	Buy	9,711 +2,171	+29%	+$160K	0.18%	153
2014 Q4	$502	Buy	7,540 +410	+6%	+$27.3K	0.01%	942
2014 Q3	$454K	Sell	7,130 -5,526	-44%	-$341K	0.12%	231
2014 Q2	$389K	Buy	12,656 +7,636	+152%	+$443K	0.09%	242
2014 Q1	$284K	Buy	5,020 +1,135	+29%	+$64.5K	0.09%	279
2013 Q4	$208K	Buy	3,885 +550	+16%	+$27.5K	0.07%	332
2013 Q3	$154K	Buy	3,335 +100	+3%	+$4.56K	0.05%	418
2013 Q2	$137K	Buy	+3,235	New	+$135K	0.05%	461