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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCAP
226
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$321K 0.1%
17,507
+2,007
+13% +$34.5K
DIS icon
227
Walt Disney
DIS
$172B
$320K 0.1%
4,186
+1,053
+34% +$72.9K
IJR icon
228
iShares Core S&P Small-Cap ETF
IJR
$110B
$319K 0.1%
5,848
+30
+0.5% +$1.57K
BSJF
229
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$318K 0.1%
11,857
-1,210
-9% -$32.6K
ADP icon
230
Automatic Data Processing
ADP
$106B
$317K 0.1%
4,473
+1,008
+29% +$67.8K
BGY icon
231
BlackRock Enhanced International Dividend Trust
BGY
$513M
$316K 0.1%
38,832
+250
+0.6% +$1.99K
IBB icon
232
iShares Biotechnology ETF
IBB
$9.55B
$314K 0.1%
4,155
+750
+22% +$53.2K
EMC
233
DELISTED
EMC CORPORATION
EMC
$312K 0.1%
12,416
-2,960
-19% -$71.7K
BRCD
234
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$310K 0.1%
35,000
+13,500
+63% +$113K
MDYG icon
235
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$307K 0.1%
8,220
+1,230
+18% +$44K
ALK icon
236
Alaska Air
ALK
$5.42B
$305K 0.1%
+8,304
New +$295K
VGK icon
237
Vanguard FTSE Europe ETF
VGK
$30.2B
$304K 0.1%
5,165
-390
-7% -$22K
XPH icon
238
State Street SPDR S&P Pharmaceuticals ETF
XPH
$483M
$304K 0.1%
6,920
+600
+9% +$25K
RWJ icon
239
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$303K 0.1%
16,875
+2,055
+14% +$35K
IGSB icon
240
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$298K 0.1%
5,652
– –
MCP
241
DELISTED
MOLYCORP INC COM STK
MCP
$297K 0.09%
52,915
-15,700
-23% -$82.9K
IVW icon
242
iShares S&P 500 Growth ETF
IVW
$71.9B
$296K 0.09%
11,980
-4
-0% -$94
AMZN icon
243
Amazon
AMZN
$2.48T
$295K 0.09%
+14,780
New +$266K
TEVA icon
244
Teva Pharmaceuticals
TEVA
$36.9B
$295K 0.09%
+7,372
New +$290K
BDCL
245
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$294K 0.09%
9,872
-2,791
-22% -$79.7K
ICF icon
246
iShares Select U.S. REIT ETF
ICF
$2.13B
$285K 0.09%
+7,638
New +$295K
SRV
247
NXG Cushing Midstream Energy Fund
SRV
$218M
$285K 0.09%
1,775
-348
-16% -$55.8K
DINO icon
248
HF Sinclair
DINO
$16.1B
$283K 0.09%
5,702
-86
-1% -$3.92K
IYR icon
249
iShares US Real Estate ETF
IYR
$4.76B
$283K 0.09%
4,480
+490
+12% +$31.6K
RY icon
250
Royal Bank of Canada
RY
$295B
$283K 0.09%
4,212
-200
-5% -$13.3K
8 9
10
11 12

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BCIM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.