B. Riley Wealth Advisors’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q4
Sell
-19,844
Closed -$17K 636
2015
Q3
$17K Buy
19,844
+4,071
+26% +$3.49K ﹤0.01% 553
2015
Q2
$121K Sell
15,773
-16,221
-51% -$124K 0.03% 490
2015
Q1
$341K Sell
31,994
-7,144
-18% -$76.1K 0.08% 318
2014
Q4
$2.9K Buy
39,138
+21,194
+118% +$1.57K 0.06% 406
2014
Q3
$404K Sell
17,944
-31,492
-64% -$709K 0.11% 259
2014
Q2
$525K Buy
49,436
+41,772
+545% +$444K 0.12% 188
2014
Q1
$298K Sell
7,664
-9,843
-56% -$383K 0.09% 265
2013
Q4
$321K Buy
17,507
+2,007
+13% +$36.8K 0.1% 227
2013
Q3
$259K Buy
15,500
+6,900
+80% +$115K 0.09% 259
2013
Q2
$146K Buy
+8,600
New +$146K 0.05% 443