B. Riley Wealth Advisors’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2015
Q4
Sell
2015
Q3
$17K Buy
2015
Q2
$121K Sell
2015
Q1
$341K Sell
2014
Q4
$2.9K Buy
2014
Q3
$404K Sell
2014
Q2
$525K Buy
2014
Q1
$298K Sell
2013
Q4
$321K Buy
2013
Q3
$259K Buy
2013
Q2
$146K Buy