State Street’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

State Street’s Portfolio RCAP Stock Details RCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-467,291	Closed	-$141K	–	3803
2015 Q4	$141K	Sell	467,291 -12,688	-3%	-$7.98K	﹤0.01%	3522
2015 Q3	$390K	Sell	479,979 -568	-0.1%	-$1.9K	﹤0.01%	3377
2015 Q2	$3.68M	Sell	480,547 -72,424	-13%	-$588K	﹤0.01%	2800
2015 Q1	$5.88M	Sell	552,971 -108,307	-16%	-$1.16M	﹤0.01%	2480
2014 Q4	$8.09M	Buy	661,278 +241,325	+57%	+$3.44M	﹤0.01%	2319
2014 Q3	$9.46M	Buy	419,953 +329,423	+364%	+$7.26M	﹤0.01%	2218
2014 Q2	$1.92M	Buy	90,530 +70,316	+348%	+$2.08M	﹤0.01%	3079
2014 Q1	$787K	Buy	20,214 +6,639	+49%	+$160K	﹤0.01%	3291
2013 Q4	$249K	Buy	13,575 +1,075	+9%	+$18.5K	﹤0.01%	3433
2013 Q3	$209K	Buy	+12,500	New	+$200K	﹤0.01%	3428

Other funds holding RCAP

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

DLG

Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

State Street's RCAP Position: Q1 2016 in Review

State Street sold out of RCS CAPITAL CORPORATION CLASS A COM (RCAP) in Q1 2016, closing a stake of 467,291 shares — an estimated $141K sold.

State Street first reported a position in RCAP in Q3 2013 and held it in 10 quarters. The position peaked at $9.46M in Q3 2014. 7 funds tracked by Wall St. Rank hold RCAP as of Q1 2016.

State Street reported no remaining RCS CAPITAL CORPORATION CLASS A COM position as of Q1 2016 after selling out during the quarter.
State Street sold 467,291 RCS CAPITAL CORPORATION CLASS A COM shares in Q1 2016, an estimated $141K.
State Street first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q3 2013 and held it in 10 quarters.
State Street's RCS CAPITAL CORPORATION CLASS A COM position peaked at $9.46M in Q3 2014.
7 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q1 2016.

Based on State Street's 13F filing for Q1 2016, filed 12 May 2016.