Northern Trust’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Northern Trust’s Portfolio RCAP Stock Details RCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-433,118	Closed	-$132K	–	4368
2015 Q4	$132K	Sell	433,118 -30,942	-7%	-$19.5K	﹤0.01%	3872
2015 Q3	$376K	Buy	464,060 +289,198	+165%	+$966K	﹤0.01%	3560
2015 Q2	$1.34M	Buy	174,862 +30,861	+21%	+$250K	﹤0.01%	3233
2015 Q1	$1.53M	Buy	144,001 +1,900	+1%	+$20.3K	﹤0.01%	3253
2014 Q4	$1.74M	Buy	142,101 +5,571	+4%	+$79.4K	﹤0.01%	3183
2014 Q3	$3.08M	Buy	136,530 +78,288	+134%	+$1.72M	﹤0.01%	2825
2014 Q2	$1.24M	Buy	58,242 +34,886	+149%	+$1.03M	﹤0.01%	3322
2014 Q1	$910K	Buy	23,356 +9,587	+70%	+$232K	﹤0.01%	3421
2013 Q4	$253K	Buy	+13,769	New	+$237K	﹤0.01%	3665

Other funds holding RCAP

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

DLG

Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

Northern Trust's RCAP Position: Q1 2016 in Review

Northern Trust sold out of RCS CAPITAL CORPORATION CLASS A COM (RCAP) in Q1 2016, closing a stake of 433,118 shares — an estimated $132K sold.

Northern Trust first reported a position in RCAP in Q4 2013 and held it in 9 quarters. The position peaked at $3.08M in Q3 2014. 7 funds tracked by Wall St. Rank hold RCAP as of Q1 2016.

Northern Trust reported no remaining RCS CAPITAL CORPORATION CLASS A COM position as of Q1 2016 after selling out during the quarter.
Northern Trust sold 433,118 RCS CAPITAL CORPORATION CLASS A COM shares in Q1 2016, an estimated $132K.
Northern Trust first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q4 2013 and held it in 9 quarters.
Northern Trust's RCS CAPITAL CORPORATION CLASS A COM position peaked at $3.08M in Q3 2014.
7 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q1 2016.

Based on Northern Trust's 13F filing for Q1 2016, filed 13 May 2016.