B. Riley Wealth Advisors’s State Street SPDR S&P Pharmaceuticals ETF XPH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-4,842	Closed	-$209K	–	598
2017 Q2	$209K	Sell	4,842 -1,186	-20%	-$50K	0.04%	467
2017 Q1	$253K	Sell	6,028 -513	-8%	-$20.9K	0.05%	399
2016 Q4	$256K	Sell	6,541 -15,361	-70%	-$625K	0.05%	386
2016 Q3	$968K	Buy	21,902 +4,191	+24%	+$190K	0.19%	140
2016 Q2	$741K	Buy	17,711 +1,831	+12%	+$77.6K	0.15%	173
2016 Q1	$639K	Hold	15,880	–	–	0.15%	170
2015 Q4	$814K	Buy	15,880 +1,150	+8%	+$58.6K	0.16%	162
2015 Q3	$692K	Buy	14,730 +840	+6%	+$50.6K	0.17%	166
2015 Q2	$867K	Buy	13,890 +1,600	+13%	+$99.7K	0.22%	122
2015 Q1	$759K	Buy	12,290 +2,300	+23%	+$136K	0.19%	147
2014 Q4	$539	Buy	9,990 +550	+6%	+$30K	0.01%	897
2014 Q3	$500K	Sell	9,440 -7,120	-43%	-$362K	0.13%	208
2014 Q2	$430K	Buy	16,560 +8,880	+116%	+$428K	0.1%	222
2014 Q1	$359K	Buy	7,680 +760	+11%	+$35.9K	0.11%	222
2013 Q4	$304K	Buy	6,920 +600	+9%	+$25K	0.1%	239
2013 Q3	$243K	Sell	6,320 -40	-0.6%	-$1.51K	0.08%	274
2013 Q2	$224K	Buy	+6,360	New	+$215K	0.08%	292