Apriem Advisors’s Cathay General Bancorp CATY Stock Holding History

Apriem Advisors’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,000	Closed	-$405K	–	180
2018 Q2	$405K	Hold	10,000	–	–	0.09%	85
2018 Q1	$400K	Hold	10,000	–	–	0.1%	82
2017 Q4	$422K	Hold	10,000	–	–	0.1%	75
2017 Q3	$402K	Hold	10,000	–	–	0.1%	84
2017 Q2	$380K	Hold	10,000	–	–	0.1%	83
2017 Q1	$377K	Hold	10,000	–	–	0.1%	81
2016 Q4	$380K	Hold	10,000	–	–	0.11%	84
2016 Q3	$308K	Hold	10,000	–	–	0.09%	90
2016 Q2	$282K	Hold	10,000	–	–	0.09%	89
2016 Q1	$283K	Hold	10,000	–	–	0.11%	78
2015 Q4	$313K	Hold	10,000	–	–	0.11%	71
2015 Q3	$300K	Hold	10,000	–	–	0.11%	72
2015 Q2	$325K	Hold	10,000	–	–	0.11%	76
2015 Q1	$285K	Hold	10,000	–	–	0.1%	84
2014 Q4	$256K	Hold	10,000	–	–	0.09%	78
2014 Q3	$248K	Hold	10,000	–	–	0.09%	87
2014 Q2	$256K	Hold	10,000	–	–	0.1%	105
2014 Q1	$252K	Hold	10,000	–	–	0.1%	106
2013 Q4	$267K	Hold	10,000	–	–	0.1%	97
2013 Q3	$234K	Sell	10,000 -200	-2%	-$4.62K	0.1%	96
2013 Q2	$208K	Buy	+10,200	New	+$202K	0.1%	98

Other funds holding CATY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Apriem Advisors's CATY Position: Q3 2018 in Review

Apriem Advisors sold out of Cathay General Bancorp (CATY) in Q3 2018, closing a stake of 10,000 shares — an estimated $405K sold.

Apriem Advisors first reported a position in CATY in Q2 2013 and held it in 21 quarters. The position peaked at $422K in Q4 2017. 238 funds tracked by Wall St. Rank hold CATY as of Q3 2018.

Apriem Advisors reported no remaining Cathay General Bancorp position as of Q3 2018 after selling out during the quarter.
Apriem Advisors sold 10,000 Cathay General Bancorp shares in Q3 2018, an estimated $405K.
Apriem Advisors first reported a position in Cathay General Bancorp in Q2 2013 and held it in 21 quarters.
Apriem Advisors's Cathay General Bancorp position peaked at $422K in Q4 2017.
238 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2018.

Based on Apriem Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.