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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
Cap. Flow
-$3.61M
Cap. Flow %
-0.84%
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$1.1M
2
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
+$468K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$388K
4
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$291K
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$291K

Top Sells

Rank Stock Value
1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.3M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$1.11M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.09M
4
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$961K
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$918K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.15%
3 Financials 0.11%
4 Technology 0.1%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAXF icon
26
American Century Diversified Municipal Bond ETF
TAXF
$686M
$2.38M 0.56%
43,030
+4,458
+12% +$246K
VUG icon
27
Vanguard Morningstar Growth ETF
VUG
$232B
$2.21M 0.52%
41,286
+6
+0% +$313
BSCP
28
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.15M 0.5%
98,354
-2,838
-3% -$62.4K
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$235B
$2.03M 0.48%
39,841
+1,188
+3% +$61K
XLK icon
30
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.91M 0.45%
21,932
-726
-3% -$59.8K
IVV icon
31
iShares Core S&P 500 ETF
IVV
$904B
$1.87M 0.44%
3,921
+252
+7% +$116K
BNDC icon
32
FlexShares Core Select Bond Fund
BNDC
$171M
$1.28M 0.3%
49,265
+269
+0.5% +$7.04K
ESGU icon
33
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.24M 0.29%
11,505
-50
-0.4% -$5.25K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$1.13M 0.26%
7,985
+50
+0.6% +$6.64K
FOCT icon
35
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$1.12M 0.26%
+31,389
New +$1.1M
BNDX icon
36
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.11M 0.26%
20,188
+383
+2% +$21.8K
VOT icon
37
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$1.02M 0.24%
4,018
-762
-16% -$192K
BSV icon
38
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.01M 0.24%
12,520
+25
+0.2% +$2.03K
XLF icon
39
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$981K 0.23%
25,133
-103
-0.4% -$4.05K
XLY icon
40
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
$970K 0.23%
9,492
-616
-6% -$61.4K
TLTD icon
41
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$683M
$968K 0.23%
13,444
+210
+2% +$15.2K
XLC icon
42
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$958K 0.22%
12,328
+967
+9% +$76.4K
CPTL
43
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$882K 0.21%
25,584
-728
-3% -$24.3K
JIG icon
44
JPMorgan International Growth ETF
JIG
$497M
$859K 0.2%
11,250
+121
+1% +$9.41K
NULG icon
45
Nuveen ESG Large-Cap Growth ETF
NULG
$2.79B
$852K 0.2%
12,426
+96
+0.8% +$6.73K
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$839K 0.2%
7,928
+139
+2% +$14.4K
QDEF icon
47
FlexShares Quality Dividend Defensive Index Fund
QDEF
$560M
$775K 0.18%
13,087
-438
-3% -$24.7K
XLP icon
48
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$771K 0.18%
9,998
+444
+5% +$32.2K
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.4B
$768K 0.18%
6,606
+52
+0.8% +$6.04K
BOTZ icon
50
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.5B
$739K 0.17%
20,557
+237
+1% +$8.73K
1
2
3 4 5

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3D/L Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
  • 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
  • 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
  • 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
  • 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.

Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.