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VGI

Virtus Global Multi-Sector Income Fund
VGI

Name Holding Trade Value Shares
Change 		Change in
Stake
CF
1
Centaurus Financial
California
$2.47M +$738K +62,000 +39%
GC
2
Guggenheim Capital
Illinois
$2M -$112K -9,441 -5%
UR
3
USCA RIA
Texas
$1.74M +$136K +11,415 +8%
Invesco
4
Invesco
Georgia
$1.49M +$626K +52,640 +64%
CRC
5
Curi RMB Capital
Illinois
$1.36M +$957K +80,412 +190%
Morgan Stanley
6
Morgan Stanley
New York
$1.34M -$320K -26,879 -18%
SFS
7
Shaker Financial Services
Virginia
$1.3M -$289K -24,269 -17%
UBS Group
8
UBS Group
Switzerland
$1.24M -$113K -9,510 -8%
WAM
9
Wolverine Asset Management
Illinois
$1.13M +$307K +25,806 +34%
Ameriprise
10
Ameriprise
Minnesota
$999K -$60.3K -5,072 -5%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$845K +$672K +56,517 +285%
RCM
12
Rivernorth Capital Management
Florida
$764K +$826K +69,453 New
Bank of America
13
Bank of America
North Carolina
$748K +$267K +22,430 +50%
MIG
14
Mariner Investment Group
New York
$722K +$775K +65,127 New
Wells Fargo
15
Wells Fargo
California
$675K +$627K +52,713 +643%
LCM
16
Landscape Capital Management
New Jersey
$558K +$599K +50,382 New
CCP
17
Clough Capital Partners
Massachusetts
$533K +$573K +48,137 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$476K +$28.8K +2,417 +6%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$462K +$496K +41,700 New
SCM
20
Saba Capital Management
New York
$360K +$387K +32,528 New
WAM
21
Weiss Asset Management
Massachusetts
$296K +$318K +26,737 New
SWM
22
SeaCrest Wealth Management
New York
$277K -$21.7K -1,825 -7%
Stifel Financial
23
Stifel Financial
Missouri
$212K +$60.9K +5,121 +36%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$169K -$26.3K -2,211 -13%
RJA
25
Raymond James & Associates
Florida
$150K +$23.7K +1,990 +17%
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