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Virtus Global Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Sit Investment Associates
1
Sit Investment Associates
Minnesota
$8.52M +$2.81M +192,207 +52%
UBS Group
2
UBS Group
Switzerland
$7.45M -$544K -37,202 -7%
Karpus Investment Management
3
Karpus Investment Management
New York
$6.61M +$4.91M +335,899 +336%
Morgan Stanley
4
Morgan Stanley
New York
$6.55M +$127K +8,700 +2%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
$5.03M -$70.4K -4,816 -1%
Guggenheim Capital
6
Guggenheim Capital
Illinois
$4.65M -$166K -11,353 -4%
Advisors Asset Management
7
Advisors Asset Management
Colorado
$4.44M -$444K -30,365 -9%
Shaker Financial Services
8
Shaker Financial Services
Virginia
$3.7M -$1.05M -71,551 -23%
Invesco
9
Invesco
Georgia
$2.14M +$350K +23,953 +20%
Saba Capital Management
10
Saba Capital Management
New York
$2.01M -$359K -24,573 -16%
Wells Fargo
11
Wells Fargo
California
$596K -$205K -14,012 -26%
Cypress Wealth Advisors
12
Cypress Wealth Advisors
California
$522K +$640K +43,788 +427%
Bank of America
13
Bank of America
North Carolina
$357K -$76K -5,195 -18%
Raymond James & Associates
14
Raymond James & Associates
Florida
$356K -$277K -18,932 -45%
CIBC Private Wealth Group
15
CIBC Private Wealth Group
Georgia
$273K +$263K +18,000 New
Stifel Financial
16
Stifel Financial
Missouri
$249K +$81.6K +5,582 +52%
Robinson Capital Management
17
Robinson Capital Management
Michigan
$227K – – –
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
$126K -$43.5K -2,972 -26%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$115K +$5.83K +399 +6%
U.S. Global Investors (USGI)
20
U.S. Global Investors (USGI)
Texas
$69K – – –
FineMark National Bank & Trust
21
FineMark National Bank & Trust
Florida
$38K – – –
Brick & Kyle Associates
22
Brick & Kyle Associates
Pennsylvania
$18K – – –
Advisor Group
23
Advisor Group
Arizona
$16K +$16.1K +1,100 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$11K +$322 +22 +3%
MSI Financial Services
25
MSI Financial Services
Massachusetts
$2K – – –