|
1
|
UBS Group
Zurich,
Switzerland
|
$14.9M
|
-$210K
|
-12,621
|
-1%
|
|
|
2
|
|
$7.71M
|
-$758K
|
-45,588
|
-8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$5.34M
|
-$276K
|
-16,629
|
-5%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.28M
|
–
|
–
|
–
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$3.29M
|
+$37.4K
|
+2,248
|
+1%
|
|
|
6
|
|
$1.56M
|
-$48K
|
-2,887
|
-3%
|
|
|
7
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.04M
|
+$1.11M
|
+66,538
|
New
|
|
|
8
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.04M
|
-$7.73K
|
-465
|
-0.7%
|
|
|
9
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$997K
|
+$1.06M
|
+63,591
|
New
|
|
|
10
|
Raymond James & Associates
St Petersburg,
Florida
|
$788K
|
-$372K
|
-22,411
|
-31%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$717K
|
+$47.2K
|
+2,839
|
+7%
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$549K
|
+$386K
|
+23,210
|
+197%
|
|
|
13
|
Doliver Advisors
Houston,
Texas
|
$255K
|
+$270K
|
+16,242
|
New
|
|
|
14
|
|
$178K
|
-$60.2K
|
-3,625
|
-24%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$103K
|
+$100K
|
+6,040
|
+1,162%
|
|
|
16
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
$69K
|
–
|
–
|
–
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
$60K
|
+$52.9K
|
+3,182
|
+500%
|
|
|
18
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$39K
|
+$8.31K
|
+500
|
+25%
|
|
|
19
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$20K
|
+$21.6K
|
+1,299
|
New
|
|
|
20
|
American International Group
New York
|
$17.2K
|
–
|
–
|
–
|
|
|
21
|
MSI Financial Services
Springfield,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
22
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$2.82M
|
-169,058
|
Closed
|
|
|
23
|
Yorktown Management & Research Company
Forest,
Virginia
|
–
|
-$1.11M
|
-66,200
|
Closed
|
|
|
24
|
Saba Capital Management
New York
|
–
|
-$266K
|
-15,932
|
Closed
|
|
|
25
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$8K
|
-500
|
Closed
|
|
