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Virtus Global Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS
1
UBS
Switzerland
$18.9M +$1.88M +111,791 +11%
Morgan Stanley
2
Morgan Stanley
New York
$5.98M -$1.5M -89,211 -20%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
$5.71M +$67.2K +4,000 +1%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$5.11M -$1.16M -69,231 -19%
Mariner Investment Group
5
Mariner Investment Group
New York
$3.03M +$628K +37,337 +26%
1607 Capital Partners
6
1607 Capital Partners
Virginia
$2.32M +$92.4K +5,500 +4%
Invesco
7
Invesco
Georgia
$1.41M +$85.4K +5,081 +6%
Raymond James & Associates
8
Raymond James & Associates
Florida
$1.38M -$27.7K -1,650 -2%
Doliver Advisors
9
Doliver Advisors
Texas
$1.2M +$572K +34,011 +91%
Wolverine Asset Management
10
Wolverine Asset Management
Illinois
$1.19M +$752K +44,763 +174%
Advisors Asset Management
11
Advisors Asset Management
Colorado
$1.16M +$315K +18,724 +38%
Saba Capital Management
12
Saba Capital Management
New York
$1.14M – – –
Parametric Portfolio Associates
13
Parametric Portfolio Associates
Washington
$943K +$574K +34,162 +158%
Robinson Capital Management
14
Robinson Capital Management
Michigan
$775K +$771K +45,879 New
Wells Fargo
15
Wells Fargo
California
$737K +$49.2K +2,928 +7%
Shaker Financial Services
16
Shaker Financial Services
Virginia
$228K +$227K +13,515 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$68K +$24.1K +1,436 +55%
Bank of America
18
Bank of America
North Carolina
$42K -$549K -32,678 -93%
Citigroup
19
Citigroup
New York
$8K -$5.5K -327 -40%
American International Group
20
American International Group
New York
$4.5K +$4.47K +266 New
MSI Financial Services
21
MSI Financial Services
Massachusetts
$3K – – –
Virtu KCG Holdings
22
Virtu KCG Holdings
New York
– -$354K -20,914 Closed
HighTower Advisors
23
HighTower Advisors
Illinois
– -$189K -11,150 Closed
TD Capital Management
24
TD Capital Management
Tennessee
– -$34K -2,000 Closed