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VGI

Virtus Global Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.7M -$874K -58,106 -6%
Morgan Stanley
2
Morgan Stanley
New York
$6.78M -$273K -18,111 -4%
RCM
3
Rivernorth Capital Management
Florida
$4.81M
GC
4
Guggenheim Capital
Illinois
$4.4M -$482K -32,050 -9%
AAM
5
Advisors Asset Management
Colorado
$3.93M +$975K +64,813 +31%
SIA
6
Sit Investment Associates
Minnesota
$1.89M +$985K +65,443 +98%
Invesco
7
Invesco
Georgia
$1.48M +$66K +4,388 +4%
PPA
8
Parametric Portfolio Associates
Washington
$726K -$230K -15,253 -23%
SFS
9
Shaker Financial Services
Virginia
$605K +$636K +42,277 New
RJA
10
Raymond James & Associates
Florida
$486K -$245K -16,294 -32%
DA
11
Doliver Advisors
Texas
$464K +$244K +16,237 +100%
Bank of America
12
Bank of America
North Carolina
$323K -$187K -12,460 -36%
CRC
13
Curi RMB Capital
Illinois
$308K +$324K +21,530 New
Wells Fargo
14
Wells Fargo
California
$293K -$380K -25,250 -55%
LCM
15
Landscape Capital Management
New Jersey
$231K +$243K +16,138 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$94K +$75 +5 +0.1%
Citigroup
17
Citigroup
New York
$73K -$95.4K -6,340 -56%
USGIU
18
U.S. Global Investors (USGI)
Texas
$63K
FNBT
19
FineMark National Bank & Trust
Florida
$36K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$19K +$617 +41 +3%
AIG
21
American International Group
New York
$16K
MFS
22
MSI Financial Services
Massachusetts
$2K
Baird Financial Group
23
Baird Financial Group
Wisconsin
-$997K -63,591 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$60K -3,818 Closed