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Virtus Global Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15.5M +$16.2M +978,898 New
Morgan Stanley
2
Morgan Stanley
New York
$7.88M +$1.01M +61,306 +14%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$5.44M -$302K -18,225 -5%
Rivernorth Capital Management
4
Rivernorth Capital Management
Florida
$5.1M – – –
1607 Capital Partners
5
1607 Capital Partners
Virginia
$3.48M +$53K +3,200 +1%
Advisors Asset Management
6
Advisors Asset Management
Colorado
$2.66M +$1.19M +72,158 +76%
Invesco
7
Invesco
Georgia
$1.7M +$168K +10,170 +10%
Mariner Investment Group
8
Mariner Investment Group
New York
$1.45M -$1.05M -63,277 -41%
Parametric Portfolio Associates
9
Parametric Portfolio Associates
Washington
$970K +$96.8K +5,850 +11%
Shaker Financial Services
10
Shaker Financial Services
Virginia
$911K +$590K +35,650 +163%
Raymond James & Associates
11
Raymond James & Associates
Florida
$909K -$177K -10,677 -16%
Laurion Capital Management
12
Laurion Capital Management
New York
$904K +$944K +57,036 New
Saba Capital Management
13
Saba Capital Management
New York
$822K -$61.2K -3,700 -7%
Wells Fargo
14
Wells Fargo
California
$709K -$93.4K -5,645 -11%
Doliver Advisors
15
Doliver Advisors
Texas
$699K +$306K +18,492 +72%
Wolverine Asset Management
16
Wolverine Asset Management
Illinois
$609K +$200K +12,108 +46%
SG Americas Securities
17
SG Americas Securities
New York
$341K +$356K +21,495 New
Boothbay Fund Management
18
Boothbay Fund Management
New York
$288K +$300K +18,153 New
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
$270K +$24.8K +1,499 +10%
Citigroup
20
Citigroup
New York
$175K -$29.2K -1,764 -14%
Bank of America
21
Bank of America
North Carolina
$98K +$28.1K +1,700 +38%
U.S. Global Investors (USGI)
22
U.S. Global Investors (USGI)
Texas
$69K – – –
Thomas J. Herzfeld Advisors
23
Thomas J. Herzfeld Advisors
Florida
$48K +$49.7K +3,001 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$44K – – –
Panagora Asset Management
25
Panagora Asset Management
Massachusetts
$26K +$27.3K +1,648 New