|
1
|
UBS Group
Zurich,
Switzerland
|
$15.5M
|
+$16.2M
|
+978,898
|
New
|
|
|
2
|
|
$7.88M
|
+$1.01M
|
+61,306
|
+14%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$5.44M
|
-$302K
|
-18,225
|
-5%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.1M
|
–
|
–
|
–
|
|
|
5
|
1607 Capital Partners
Richmond,
Virginia
|
$3.48M
|
+$53K
|
+3,200
|
+1%
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
$2.66M
|
+$1.19M
|
+72,158
|
+76%
|
|
|
7
|
|
$1.7M
|
+$168K
|
+10,170
|
+10%
|
|
|
8
|
Mariner Investment Group
Harrison,
New York
|
$1.45M
|
-$1.05M
|
-63,277
|
-41%
|
|
|
9
|
Parametric Portfolio Associates
Seattle,
Washington
|
$970K
|
+$96.8K
|
+5,850
|
+11%
|
|
|
10
|
Shaker Financial Services
Arlington,
Virginia
|
$911K
|
+$590K
|
+35,650
|
+163%
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$909K
|
-$177K
|
-10,677
|
-16%
|
|
|
12
|
Laurion Capital Management
New York
|
$904K
|
+$944K
|
+57,036
|
New
|
|
|
13
|
Saba Capital Management
New York
|
$822K
|
-$61.2K
|
-3,700
|
-7%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$709K
|
-$93.4K
|
-5,645
|
-11%
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$699K
|
+$306K
|
+18,492
|
+72%
|
|
|
16
|
Wolverine Asset Management
Chicago,
Illinois
|
$609K
|
+$200K
|
+12,108
|
+46%
|
|
|
17
|
SG Americas Securities
New York
|
$341K
|
+$356K
|
+21,495
|
New
|
|
|
18
|
Boothbay Fund Management
New York
|
$288K
|
+$300K
|
+18,153
|
New
|
|
|
19
|
Virtu KCG Holdings
New York
|
$270K
|
+$24.8K
|
+1,499
|
+10%
|
|
|
20
|
|
$175K
|
-$29.2K
|
-1,764
|
-14%
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
$98K
|
+$28.1K
|
+1,700
|
+38%
|
|
|
22
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
$69K
|
–
|
–
|
–
|
|
|
23
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$48K
|
+$49.7K
|
+3,001
|
New
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$44K
|
–
|
–
|
–
|
|
|
25
|
Panagora Asset Management
Boston,
Massachusetts
|
$26K
|
+$27.3K
|
+1,648
|
New
|
|
