|
1
|
UBS Group
Zurich,
Switzerland
|
$16.1M
|
-$274K
|
-17,073
|
-2%
|
|
|
2
|
|
$8.98M
|
+$645K
|
+40,147
|
+8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$5.96M
|
+$213K
|
+13,259
|
+4%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.63M
|
+$241K
|
+15,000
|
+5%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$3.47M
|
+$641K
|
+39,939
|
+24%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$2.82M
|
-$806K
|
-50,198
|
-23%
|
|
|
7
|
|
$1.71M
|
-$78.6K
|
-4,893
|
-5%
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.21M
|
+$246K
|
+15,297
|
+27%
|
|
|
9
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.11M
|
+$84.7K
|
+5,273
|
+9%
|
|
|
10
|
Yorktown Management & Research Company
Forest,
Virginia
|
$1.11M
|
+$1.06M
|
+66,200
|
New
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$717K
|
-$29K
|
-1,806
|
-4%
|
|
|
12
|
Saba Capital Management
New York
|
$266K
|
-$577K
|
-35,952
|
-69%
|
|
|
13
|
|
$251K
|
+$63.8K
|
+3,975
|
+36%
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$197K
|
+$90.1K
|
+5,609
|
+90%
|
|
|
15
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
$73K
|
–
|
–
|
–
|
|
|
16
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$33K
|
+$32.1K
|
+2,000
|
New
|
|
|
17
|
American International Group
New York
|
$18.4K
|
+$17.7K
|
+1,100
|
New
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
$11K
|
+$10.2K
|
+636
|
New
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$9K
|
-$17.3K
|
-1,076
|
-67%
|
|
|
20
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$8K
|
–
|
–
|
–
|
|
|
21
|
MSI Financial Services
Springfield,
Massachusetts
|
$3K
|
–
|
–
|
–
|
|
|
22
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$1.45M
|
-91,723
|
Closed
|
|
|
23
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$911K
|
-57,460
|
Closed
|
|
|
24
|
Laurion Capital Management
New York
|
–
|
-$904K
|
-57,036
|
Closed
|
|
|
25
|
Doliver Advisors
Houston,
Texas
|
–
|
-$699K
|
-44,139
|
Closed
|
|
