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VGI

Virtus Global Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$17M -$547K -32,289 -3%
Morgan Stanley
2
Morgan Stanley
New York
$7.49M -$1.32M -77,652 -15%
GC
3
Guggenheim Capital
Illinois
$6.29M -$145K -8,572 -2%
RCM
4
Rivernorth Capital Management
Florida
$5.64M +$744K +43,953 +15%
MIG
5
Mariner Investment Group
New York
$2.4M +$2.4M +141,733 New
1CP
6
1607 Capital Partners
Virginia
$2.23M +$747K +44,094 +50%
RJA
7
Raymond James & Associates
Florida
$1.41M +$360K +21,250 +34%
Invesco
8
Invesco
Georgia
$1.33M +$155K +9,141 +13%
SCM
9
Saba Capital Management
New York
$1.14M +$1.14M +67,424 New
AAM
10
Advisors Asset Management
Colorado
$840K +$75K +4,426 +10%
Wells Fargo
11
Wells Fargo
California
$682K +$5.86K +346 +0.9%
DA
12
Doliver Advisors
Texas
$629K +$290K +17,113 +85%
Bank of America
13
Bank of America
North Carolina
$594K +$521K +30,790 +709%
WAM
14
Wolverine Asset Management
Illinois
$434K +$435K +25,679 New
PPA
15
Parametric Portfolio Associates
Washington
$366K +$145K +8,572 +65%
VKH
16
Virtu KCG Holdings
New York
$354K +$354K +20,914 New
HighTower Advisors
17
HighTower Advisors
Illinois
$189K +$189K +11,150 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$44K -$31.4K -1,855 -41%
TCM
19
TD Capital Management
Tennessee
$34K +$33.9K +2,000 New
Citigroup
20
Citigroup
New York
$13K +$13.3K +786 +3,573%
MFS
21
MSI Financial Services
Massachusetts
$3K +$2.63K +155 New
Comerica Bank
22
Comerica Bank
Texas
-$670K -39,377 Closed
USGIU
23
U.S. Global Investors (USGI)
Texas
-$102K -6,000 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$46K -2,764 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$40K -2,374 Closed