Innovator US Equity Ultra Buffer ETF August
UAUG
90 hedge funds and large institutions have $344M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 3 closing their positions.
900% more first-time investments, than exits
New positions opened: 30 | Existing positions closed: 3
150% more funds holding in top 10
Funds holding in top 10: 2 → 5 (+3)
93% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 15
83% more capital invested
Capital invested by funds: $188M → $344M (+$155M)
43% more funds holding
Funds holding: 63 → 90 (+27)
1.31% less ownership
Funds ownership: 87.86% → 86.55% (-1.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ACM
Advance Capital Management
Southfield,
Michigan
|
+$62M |
| 2 |
SAG
SageView Advisory Group
Newport Beach,
California
|
+$52.9M |
| 3 |
KWM
KFG Wealth Management
Granger,
Indiana
|
+$17.4M |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$9.02M |
| 5 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$8.28M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$1.91M |
| 2 |
MAM
Milestone Asset Management
Pittsburgh,
Pennsylvania
|
-$1.28M |
| 3 |
FIA
Foundations Investment Advisors
Phoenix,
Arizona
|
-$1.24M |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
-$764K |
| 5 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$620K |
UAUG Hedge Fund Activity: Q4 2023 in Review
90 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2023, worth a combined $344M — up 83% from $188M a quarter earlier.
Buyers outnumbered sellers: 30 funds opened new UAUG positions and 3 closed out — a net gain of 27 holders — while 29 added to existing stakes and 15 trimmed.
The largest buyer was Advance Capital Management, adding an estimated $62M. The largest seller was Brookstone Capital Management, cutting an estimated $1.91M.
- 90 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2023, up from 63 in Q3 2023.
- Funds reported $344M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2023, up 83% quarter-over-quarter.
- 30 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2023 and 3 closed out, a net change of +27 holders.
- The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2023 was Advance Capital Management, an estimated $62M added.
- The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2023 was Brookstone Capital Management, an estimated $1.91M sold.
Based on aggregated 13F filings for Q4 2023.