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Innovator US Equity Ultra Buffer ETF August
UAUG

83 hedge funds and large institutions have $159M invested in Innovator US Equity Ultra Buffer ETF August in 2024 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more capital invested

Capital invested by funds: $104M → $159M (+$55.7M)

48% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 21

6.53% more ownership

Funds ownership: 60.1% → 66.64% (+6.5%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

1% less funds holding

Funds holding: 84 → 83 (-1)

Holders
83
Holders Change
-1
Holders Change %
-1.19%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
16
Increased
31
Reduced
21
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$32.5M
2
KAS
Kestra Advisory Services
Texas
+$10.1M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.73M
4
Osaic Holdings
Osaic Holdings
Arizona
+$2.51M
5
HWP
Heritage Wealth Partners
Ohio
+$1.79M

Top Sellers

Rank Fund Capital Flow
1
SIA
Soltis Investment Advisors
Utah
-$6.43M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$3.93M
3
KWM
KFG Wealth Management
Indiana
-$1.56M
4
Wolverine Trading
Wolverine Trading
Illinois
-$651K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$634K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
51
HighTower Advisors
Illinois
$490K +$477K +13,984 New
KWM
52
Kingsview Wealth Management
Oregon
$480K +$22.2K +650 +5%
AWM
53
Accurate Wealth Management
Florida
$470K +$456K +13,377 New
AWA
54
Arete Wealth Advisors
Illinois
$421K -$79.9K -2,345 -16%
LWM
55
Lakeridge Wealth Management
Ohio
$397K -$46K -1,350 -11%
WFAG
56
Worth Financial Advisory Group
North Carolina
$394K +$383K +11,235 New
OMC
57
Old Mission Capital
Illinois
$394K -$350K -10,277 -48%
JP Morgan Chase
58
JP Morgan Chase
New York
$383K -$218K -6,388 -37%
SW
59
Simplicity Wealth
New Jersey
$358K – – –
APW
60
Atlantic Private Wealth
North Carolina
$342K – – –
CAM
61
Cresset Asset Management
Illinois
$325K – – –
SFP
62
Sterling Financial Planning
New Jersey
$293K -$3.03K -89 -1%
AAS
63
Avantax Advisory Services
Texas
$283K +$67.5K +1,982 +33%
4WM
64
4J Wealth Management
Virginia
$278K – – –
CWG
65
Cornerstone Wealth Group
North Carolina
$275K +$267K +7,840 New
KWA
66
Kellett Wealth Advisors
Ohio
$273K +$265K +7,787 New
AWS
67
Atria Wealth Solutions
New York
$239K +$2.56K +75 +1%
RGF
68
Retirement Guys Formula
Ohio
$234K -$13.3K -390 -6%
GS
69
GTS Securities
New York
$230K +$224K +6,570 New
AF
70
Advisornet Financial
Minnesota
$212K – – –
GFA
71
Gallagher Fiduciary Advisors
Illinois
$210K – – –
Morgan Stanley
72
Morgan Stanley
New York
$201K – – –
SWM
73
Sugarloaf Wealth Management
Georgia
$177K – – –
FNWA
74
Financial Network Wealth Advisors
Utah
$121K – – –
IA
75
IFP Advisors
Florida
$119K – – –
1 2
3
4

UAUG Hedge Fund Activity: Q3 2024 in Review

83 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2024, worth a combined $159M — up 54% from $104M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of UAUG and 16 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 31 added.

The largest buyer was Brookstone Capital Management, adding an estimated $32.5M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $6.43M sold.

  • 83 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2024, down from 84 in Q2 2024.
  • Funds reported $159M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2024, up 54% quarter-over-quarter.
  • 16 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2024 and 17 closed out, a net change of -1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2024 was Brookstone Capital Management, an estimated $32.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2024 was Soltis Investment Advisors, an estimated $6.43M sold.

Based on aggregated 13F filings for Q3 2024.