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Innovator US Equity Ultra Buffer ETF August
UAUG

90 hedge funds and large institutions have $344M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 3

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

83% more capital invested

Capital invested by funds: $188M → $344M (+$155M)

43% more funds holding

Funds holding: 63 → 90 (+27)

1.31% less ownership

Funds ownership: 87.86% → 86.55% (-1.3%)

Holders
90
Holders Change
+27
Holders Change %
+42.86%
% of All Funds
1.31%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
30
Increased
29
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ACM
Advance Capital Management
Michigan
+$62M
2
SAG
SageView Advisory Group
California
+$52.9M
3
KWM
KFG Wealth Management
Indiana
+$17.4M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$9.02M
5
AWM
AE Wealth Management
Kansas
+$8.28M

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$1.91M
2
MAM
Milestone Asset Management
Pennsylvania
-$1.28M
3
FIA
Foundations Investment Advisors
Arizona
-$1.24M
4
Osaic Holdings
Osaic Holdings
Arizona
-$764K
5
SPC
Sigma Planning Corp
Michigan
-$620K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCA
26
Prosperity Capital Advisors
Ohio
$1.51M -$426K -14,472 -23%
CPIG
27
Chicago Partners Investment Group
Illinois
$1.45M +$1.37M +46,487 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.23M -$76.1K -2,588 -6%
HWP
29
Heritage Wealth Partners
Ohio
$1.22M -$199K -6,782 -15%
WP
30
WealthShield Partners
North Carolina
$1.19M +$441K +15,006 +63%
FIA
31
Foundations Investment Advisors
Arizona
$1.14M -$1.24M -42,043 -54%
MAM
32
Milestone Asset Management
Pennsylvania
$1.12M -$1.28M -43,366 -54%
OMC
33
Old Mission Capital
Illinois
$960K +$918K +31,234 New
RPGK
34
Retirement Planning Group (Kansas)
Kansas
$914K +$252K +8,585 +41%
CFS
35
CRA Financial Services
New Jersey
$875K +$450K +15,320 +117%
SPIA
36
Steward Partners Investment Advisory
New York
$833K +$452K +15,376 +131%
RA
37
RFG Advisory
Alabama
$797K +$369K +12,563 +94%
AWA
38
Arete Wealth Advisors
Illinois
$781K +$747K +25,404 New
EMAM
39
Encompass More Asset Management
California
$769K +$735K +25,004 New
Wealth Enhancement Advisory Services
40
Wealth Enhancement Advisory Services
Minnesota
$743K – – –
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$716K +$685K +23,293 New
TC
42
TownSquare Capital
Utah
$692K +$448K +15,236 +210%
KAS
43
Kestra Advisory Services
Texas
$682K +$429K +14,592 +192%
Citadel Advisors
44
Citadel Advisors
Florida
$675K +$363K +12,353 +129%
CA
45
Cetera Advisors
Colorado
$623K +$70.2K +2,389 +13%
KWM
46
Kingsview Wealth Management
Oregon
$618K -$96.2K -3,272 -14%
FCFC
47
First Commonwealth Financial Corp
Pennsylvania
$607K – – –
KWS
48
Keystone Wealth Services
California
$602K +$6.65K +226 +1%
MG
49
Mather Group
Illinois
$593K – – –
CAN
50
Cetera Advisor Networks
California
$528K +$66.7K +2,267 +15%
1
2
3 4

UAUG Hedge Fund Activity: Q4 2023 in Review

90 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2023, worth a combined $344M — up 83% from $188M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UAUG positions and 3 closed out — a net gain of 27 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Advance Capital Management, adding an estimated $62M. The largest seller was Brookstone Capital Management, cutting an estimated $1.91M.

  • 90 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2023, up from 63 in Q3 2023.
  • Funds reported $344M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2023, up 83% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2023 and 3 closed out, a net change of +27 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2023 was Advance Capital Management, an estimated $62M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2023 was Brookstone Capital Management, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2023.