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Innovator US Equity Ultra Buffer ETF August
UAUG

63 hedge funds and large institutions have $188M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

306% more capital invested

Capital invested by funds: $46.4M → $188M (+$142M)

129% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 14

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

40% more funds holding

Funds holding: 45 → 63 (+18)

28.25% more ownership

Funds ownership: 59.61% → 87.86% (+28%)

Holders
63
Holders Change
+18
Holders Change %
+40%
% of All Funds
1%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
32
Increased
14
Reduced
8
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ACM
Advance Capital Management
Michigan
+$64.3M
2
BCM
Brookstone Capital Management
Illinois
+$28.6M
3
MOS
MGO One Seven
Ohio
+$11.3M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$7.05M
5
OBWG
Onyx Bridge Wealth Group
New York
+$5.87M

Top Sellers

Rank Fund Capital Flow
1
SIA
Soltis Investment Advisors
Utah
-$6.59M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.35M
3
PCA
Prosperity Capital Advisors
Ohio
-$1.27M
4
AWA
Arete Wealth Advisors
Illinois
-$796K
5
LJAC
L.J. Altfest & Co
New York
-$709K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$804K +$819K +28,046 New
Wealth Enhancement Advisory Services
27
Wealth Enhancement Advisory Services
Minnesota
$692K +$502K +17,192 +247%
WP
28
WealthShield Partners
North Carolina
$682K +$267K +9,156 +63%
KWM
29
Kingsview Wealth Management
Oregon
$670K +$682K +23,370 New
RPGK
30
Retirement Planning Group (Kansas)
Kansas
$606K +$618K +21,148 New
FCFC
31
First Commonwealth Financial Corp
Pennsylvania
$566K – – –
KWS
32
Keystone Wealth Services
California
$555K +$565K +19,359 New
MG
33
Mather Group
Illinois
$553K +$563K +19,278 New
CA
34
Cetera Advisors
Colorado
$512K +$522K +17,868 New
DIA
35
Dana Investment Advisors
Wisconsin
$471K -$11.7K -399 -2%
CAN
36
Cetera Advisor Networks
California
$428K +$436K +14,924 New
WA
37
Wealth Alliance
New York
$404K – – –
CA
38
Claro Advisors
Massachusetts
$403K +$410K +14,044 New
RA
39
RFG Advisory
Alabama
$383K +$390K +13,354 New
CFS
40
CRA Financial Services
New Jersey
$376K +$384K +13,135 New
SPIA
41
Steward Partners Investment Advisory
New York
$336K +$342K +11,719 New
SS
42
Simplicity Solutions
Minnesota
$293K +$298K +10,214 New
Citadel Advisors
43
Citadel Advisors
Florida
$275K +$280K +9,592 New
CAM
44
Cresset Asset Management
Illinois
$266K – – –
BWM
45
BCS Wealth Management
Tennessee
$245K +$250K +8,560 New
SVWAG
46
Sound View Wealth Advisors Group
Georgia
$245K -$23K -788 -8%
KAS
47
Kestra Advisory Services
Texas
$217K +$221K +7,582 New
TC
48
TownSquare Capital
Utah
$208K -$3.68K -126 -2%
DFA
49
DHJJ Financial Advisors
Illinois
$196K -$11.6K -397 -5%
Morgan Stanley
50
Morgan Stanley
New York
$165K – – –
1
2
3 4

UAUG Hedge Fund Activity: Q3 2023 in Review

63 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q3 2023, worth a combined $188M — up 306% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new UAUG positions and 14 closed out — a net gain of 18 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Advance Capital Management, opening a new position worth an estimated $64.3M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $6.59M sold.

  • 63 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q3 2023, up from 45 in Q2 2023.
  • Funds reported $188M of Innovator US Equity Ultra Buffer ETF August stock for Q3 2023, up 306% quarter-over-quarter.
  • 32 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q3 2023 and 14 closed out, a net change of +18 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q3 2023 was Advance Capital Management, an estimated $64.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q3 2023 was Soltis Investment Advisors, an estimated $6.59M sold.

Based on aggregated 13F filings for Q3 2023.