Innovator US Equity Ultra Buffer ETF August
UAUG
23 hedge funds and large institutions have $12.7M invested in Innovator US Equity Ultra Buffer ETF August in 2020 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 3 closing their positions.
200% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 3
35% more funds holding
Funds holding: 17 → 23 (+6)
11.2% less ownership
Funds ownership: 47.72% → 36.52% (-11%)
29% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 7
36% less capital invested
Capital invested by funds: $20M → $12.7M (-$7.23M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$771K |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$593K |
| 3 |
CA
Claro Advisors
Boston,
Massachusetts
|
+$255K |
| 4 |
Wolverine Trading
Chicago,
Illinois
|
+$211K |
| 5 |
Morgan Stanley
New York
|
+$181K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HighTower Advisors
Chicago,
Illinois
|
-$9.18M |
| 2 |
CWG
Cornerstone Wealth Group
Huntersville,
North Carolina
|
-$399K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$228K |
| 4 |
AIC
Archer Investment Corporation
Carmel,
Indiana
|
-$170K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$151K |
UAUG Hedge Fund Activity: Q4 2020 in Review
23 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2020, worth a combined $12.7M — down 36% from $20M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new UAUG positions and 3 closed out — a net gain of 6 holders — while 5 added to existing stakes and 7 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $771K. The largest seller was HighTower Advisors, cutting an estimated $9.18M.
- 23 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2020, up from 17 in Q3 2020.
- Funds reported $12.7M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2020, down 36% quarter-over-quarter.
- 9 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2020 and 3 closed out, a net change of +6 holders.
- The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2020 was Susquehanna International Group, an estimated $771K added.
- The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2020 was HighTower Advisors, an estimated $9.18M sold.
Based on aggregated 13F filings for Q4 2020.