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TSI

TCW Strategic Income Fund
TSI

62 hedge funds and large institutions have $28.3M invested in TCW Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

29% more capital invested

Capital invested by funds: $21.9M → $28.3M (+$6.44M)

5% more funds holding

Funds holding: 59 → 62 (+3)

2.29% more ownership

Funds ownership: 8.59% → 10.88% (+2.3%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$2.89M
2
Invesco
Invesco
Georgia
+$2.65M
3
B
Baird
Wisconsin
+$381K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$291K
5
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$260K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.07M
2
RCM
Rivernorth Capital Management
Florida
-$279K
3
FWM
Focused Wealth Management
New York
-$216K
4
MWM
Merriman Wealth Management
Washington
-$191K
5
UCFA
United Capital Financial Advisors
Texas
-$129K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
51
American International Group
New York
$10.9K – – –
DADC
52
D.A. Davidson & Co
Montana
$10K -$4.73K -875 -30%
Creative Planning
53
Creative Planning
Kansas
$9K -$11.9K -2,208 -58%
MFS
54
MSI Financial Services
Massachusetts
$9K – – –
HRC
55
Hoertkorn Richard Charles
$8K – – –
EWM
56
Edge Wealth Management
New York
$5K – – –
GT
57
Glenmede Trust
Pennsylvania
$5K – – –
JIC
58
Joel Isaacson & Co
New York
$4K – – –
SC
59
Saturna Capital
Washington
$2K – – –
TRCT
60
Tower Research Capital (TRC)
New York
$1K +$713 +132 +118%
MWM
61
Merriman Wealth Management
Washington
– -$191K -35,770 Closed
SG Americas Securities
62
SG Americas Securities
New York
– -$127K -23,844 Closed
TC
63
TFS Capital
Pennsylvania
– -$125K -23,457 Closed
WAM
64
Wolverine Asset Management
Illinois
– -$64.9K -12,016 -100%
Goldman Sachs
65
Goldman Sachs
New York
– -$58K -10,812 Closed
LCM
66
Landscape Capital Management
New Jersey
– -$56K -10,456 Closed
TWA
67
TCI Wealth Advisors
Arizona
– -$37K -6,866 Closed
Citigroup
68
Citigroup
New York
– +$378 +70 New
1 2
3

TSI Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q1 2014, worth a combined $28.3M — up 29% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new TSI positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Relative Value Partners, opening a new position worth an estimated $2.89M. The largest seller was Wells Fargo, cutting an estimated $1.07M.

  • 62 institutional investors held TCW Strategic Income Fund (TSI) as of Q1 2014, up from 59 in Q4 2013.
  • Funds reported $28.3M of TCW Strategic Income Fund stock for Q1 2014, up 29% quarter-over-quarter.
  • 9 funds opened new TCW Strategic Income Fund positions in Q1 2014 and 6 closed out, a net change of +3 holders.
  • The largest TCW Strategic Income Fund buyer in Q1 2014 was Relative Value Partners, an estimated $2.89M added.
  • The largest TCW Strategic Income Fund seller in Q1 2014 was Wells Fargo, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2014.