TCW Strategic Income Fund
TSI
59 hedge funds and large institutions have $21.9M invested in TCW Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.
220% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 5
180% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 5
16% more funds holding
Funds holding: 51 → 59 (+8)
6% more capital invested
Capital invested by funds: $20.6M → $21.9M (+$1.23M)
0.55% more ownership
Funds ownership: 8.03% → 8.59% (+0.55%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.33M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$532K |
| 3 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$505K |
| 4 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$269K |
| 5 |
MWM
Merriman Wealth Management
Seattle,
Washington
|
+$194K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$768K |
| 2 |
VKH
Virtu KCG Holdings
New York
|
-$373K |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$323K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$133K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$61K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIG
51
American International Group
New York
| $10.7K | – | – | – |
|
|
MFS
52
MSI Financial Services
Springfield,
Massachusetts
| $9K | – | – | – |
|
|
HRC
53
Hoertkorn Richard Charles
| $8K | +$7.85K | +1,450 | New |
|
|
EWM
54
Edge Wealth Management
New York
| $5K | – | – | – |
|
|
GT
55
Glenmede Trust
Philadelphia,
Pennsylvania
| $5K | – | – | – |
|
|
JIC
56
Joel Isaacson & Co
New York
| $4K | – | – | – |
|
57
Royal Bank of Canada
Toronto,
Ontario, Canada
| $3K | – | – | – |
|
|
SC
58
Saturna Capital
Bellingham,
Washington
| $2K | – | – | – |
|
|
TRCT
59
Tower Research Capital (TRC)
New York
| $1K | -$6.92K | -1,278 | -92% |
|
|
VKH
60
Virtu KCG Holdings
New York
| – | -$373K | -69,164 | Closed |
|
|
AAM
61
Advisors Asset Management
Monument,
Colorado
| – | -$323K | -59,917 | Closed |
|
|
62
Ameriprise
Minneapolis,
Minnesota
| – | -$133K | -24,584 | Closed |
|
|
GC
63
Guggenheim Capital
Chicago,
Illinois
| – | -$61K | -11,394 | Closed |
|
|
MA
64
MUFG Americas
New York
| – | -$16K | -2,880 | Closed |
|
TSI Hedge Fund Activity: Q4 2013 in Review
59 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q4 2013, worth a combined $21.9M — up 6% from $20.6M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new TSI positions and 5 closed out — a net gain of 9 holders — while 16 added to existing stakes and 5 trimmed.
The largest buyer was Commonwealth Equity Services, adding an estimated $1.33M. The largest seller was Credit Suisse, cutting an estimated $768K.
- 59 institutional investors held TCW Strategic Income Fund (TSI) as of Q4 2013, up from 51 in Q3 2013.
- Funds reported $21.9M of TCW Strategic Income Fund stock for Q4 2013, up 6% quarter-over-quarter.
- 14 funds opened new TCW Strategic Income Fund positions in Q4 2013 and 5 closed out, a net change of +9 holders.
- The largest TCW Strategic Income Fund buyer in Q4 2013 was Commonwealth Equity Services, an estimated $1.33M added.
- The largest TCW Strategic Income Fund seller in Q4 2013 was Credit Suisse, an estimated $768K sold.
Based on aggregated 13F filings for Q4 2013.