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TSI

TCW Strategic Income Fund
TSI

71 hedge funds and large institutions have $43M invested in TCW Strategic Income Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

11% more funds holding

Funds holding: 64 → 71 (+7)

1.18% more ownership

Funds ownership: 15.56% → 16.75% (+1.2%)

3% more capital invested

Capital invested by funds: $41.8M → $43M (+$1.26M)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
19
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RVP
Relative Value Partners
Illinois
+$3.92M
2
IT
Independence Trust
Tennessee
+$557K
3
Wells Fargo
Wells Fargo
California
+$273K
4
SG Americas Securities
SG Americas Securities
New York
+$186K
5
SIA
SeaBridge Investment Advisors
New Jersey
+$182K

Top Sellers

Rank Fund Capital Flow
1
First Manhattan
First Manhattan
New York
-$1.83M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.2M
3
Invesco
Invesco
Georgia
-$461K
4
Morgan Stanley
Morgan Stanley
New York
-$361K
5
WA
WFG Advisors
Texas
-$304K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$249K – – –
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$243K +$26.9K +4,897 +12%
DWT
28
Dorsey & Whitney Trust
South Dakota
$199K – – –
SG Americas Securities
29
SG Americas Securities
New York
$183K +$186K +33,875 New
SIA
30
SeaBridge Investment Advisors
New Jersey
$178K +$182K +33,050 New
NSIM
31
North Star Investment Management
Illinois
$158K – – –
Bank of America
32
Bank of America
North Carolina
$155K -$7.09K -1,291 -4%
PAG
33
Pinnacle Advisory Group
Maryland
$143K +$85.7K +15,600 +142%
WS
34
Wedbush Securities
California
$125K – – –
SPC
35
Sigma Planning Corp
Michigan
$120K +$122K +22,192 New
OC
36
Oppenheimer & Co
New York
$108K -$11K -2,000 -9%
WTC
37
WhitTier Trust Company
Nevada
$108K – – –
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$106K +$577 +105 +0.5%
IAA
39
Ironsides Asset Advisors
North Carolina
$104K – – –
US Bancorp
40
US Bancorp
Minnesota
$96K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$93K – – –
WFG
42
Wills Financial Group
Virginia
$84K +$192 +35 +0.2%
PAG
43
Private Advisor Group
New Jersey
$82K +$83.5K +15,200 New
NPC
44
National Planning Corporation
California
$81.7K +$1.9K +346 +2%
SSWM
45
Sheets Smith Wealth Management
North Carolina
$79K – – –
BBA
46
BLB&B Advisors
Pennsylvania
$71K – – –
VKH
47
Virtu KCG Holdings
New York
$70K +$71K +12,934 New
WA
48
WFG Advisors
Texas
$66K -$304K -55,323 -82%
SWP
49
Stratos Wealth Partners
Ohio
$64K +$65.5K +11,927 New
LCM
50
Landscape Capital Management
New Jersey
$62K +$62.7K +11,418 New
1
2
3

TSI Hedge Fund Activity: Q4 2014 in Review

71 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q4 2014, worth a combined $43M — up 3% from $41.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new TSI positions and 4 closed out — a net gain of 9 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Relative Value Partners, adding an estimated $3.92M. The largest seller was First Manhattan, cutting an estimated $1.83M.

  • 71 institutional investors held TCW Strategic Income Fund (TSI) as of Q4 2014, up from 64 in Q3 2014.
  • Funds reported $43M of TCW Strategic Income Fund stock for Q4 2014, up 3% quarter-over-quarter.
  • 13 funds opened new TCW Strategic Income Fund positions in Q4 2014 and 4 closed out, a net change of +9 holders.
  • The largest TCW Strategic Income Fund buyer in Q4 2014 was Relative Value Partners, an estimated $3.92M added.
  • The largest TCW Strategic Income Fund seller in Q4 2014 was First Manhattan, an estimated $1.83M sold.

Based on aggregated 13F filings for Q4 2014.