TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

62 hedge funds and large institutions have $36.3M invested in TCW Strategic Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
–
Holders Change %
0%
% of All Funds
1.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$6.11M
2
Invesco
Invesco
Georgia
+$527K
3
PPA
Parametric Portfolio Associates
Washington
+$348K
4
DHFB
Dixon Hubard Feinour & Brown
Virginia
+$279K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$237K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$241K
2
RCM
Rivernorth Capital Management
Florida
-$199K
3
U
UBS
Switzerland
-$176K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$100K
5
OC
Oppenheimer & Co
New York
-$99.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
26
NWAM LLC
Washington
$266K +$85.3K +15,447 +47%
PMG
27
ProVise Management Group
Florida
$251K +$17.9K +3,250 +8%
UCFA
28
United Capital Financial Advisors
Texas
$225K +$159K +28,707 +239%
IAA
29
Ironsides Asset Advisors
North Carolina
$201K +$201K +36,459 New
DWT
30
Dorsey & Whitney Trust
South Dakota
$188K – – –
OC
31
Oppenheimer & Co
New York
$174K -$99.4K -18,000 -36%
TC
32
TFS Capital
Pennsylvania
$168K +$168K +30,492 New
NSIM
33
North Star Investment Management
Illinois
$162K – – –
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$158K +$158K +28,707 New
IT
35
Independence Trust
Tennessee
$150K +$25.6K +4,642 +21%
WS
36
Wedbush Securities
California
$144K +$3.86K +700 +3%
Bank of America
37
Bank of America
North Carolina
$108K -$57K -10,297 -35%
WTC
38
WhitTier Trust Company
Nevada
$108K – – –
US Bancorp
39
US Bancorp
Minnesota
$98K – – –
NPC
40
National Planning Corporation
California
$84K – – –
SSWM
41
Sheets Smith Wealth Management
North Carolina
$81K – – –
BBA
42
BLB&B Advisors
Pennsylvania
$73K – – –
WFG
43
Wills Financial Group
Virginia
$70K – – –
WT
44
Whittier Trust
California
$65K – – –
FMW
45
Farr Miller & Washington
District of Columbia
$57K – – –
WAM
46
Wolverine Asset Management
Illinois
$41K +$40.9K +7,424 +27,496%
MBT
47
Monroe Bank & Trust
Michigan
$30K – – –
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$25K – – –
WRM
49
Westport Resources Management
Connecticut
$14K – – –
KT
50
Kanaly Trust
Texas
$14K – – –
1
2
3