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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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106 hedge funds and large institutions have $156M invested in SWS GROUP INC in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 110 → 106 (-4)

7% less capital invested

Capital invested by funds: $168M → $156M (-$11.6M)

19% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 21

28% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 39

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
106
Holders Change
-4
Holders Change %
-3.64%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
28
Reduced
39
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Eagle Investment Management
First Eagle Investment Management
New York
+$5.41M
2
HCMT
Highland Capital Management (Texas)
Texas
+$4.47M
3
LIM
Longfellow Investment Management
Massachusetts
+$4.34M
4
WIC
Water Island Capital
New York
+$2.47M
5
Morgan Stanley
Morgan Stanley
New York
+$2.26M

Top Sellers

Rank Fund Capital Flow
1
RRAM
River Road Asset Management
Kentucky
-$6.74M
2
HCM
Hirzel Capital Management
Texas
-$3.96M
3
EC
EJF Capital
Virginia
-$3.74M
4
LOM
Loeb Offshore Management
New York
-$2.26M
5
Millennium Management
Millennium Management
New York
-$2.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
101
D.A. Davidson & Co
Montana
$14K +$14.8K +2,000 New
Axa
102
Axa
France
$5K – – –
Bank of Montreal
103
Bank of Montreal
Ontario, Canada
$5K +$5.41K +730 New
Creative Planning
104
Creative Planning
Kansas
$2K – – –
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$2K – – –
Bank of America
106
Bank of America
North Carolina
$1K -$116K -15,607 -99%
RRAM
107
River Road Asset Management
Kentucky
– -$6.74M -900,665 Closed
HCM
108
Hirzel Capital Management
Texas
– -$3.96M -530,000 Closed
EC
109
EJF Capital
Virginia
– -$3.74M -500,000 Closed
LOM
110
Loeb Offshore Management
New York
– -$2.26M -302,300 Closed
PRCM
111
Pine River Capital Management
Minnesota
– -$1.5M -200,233 Closed
Renaissance Technologies
112
Renaissance Technologies
New York
– -$1.24M -165,194 Closed
BNP Paribas Asset Management
113
BNP Paribas Asset Management
France
– -$930K -124,305 Closed
WI
114
WHV Investments
California
– -$489K -65,390 Closed
SIM
115
SSI Investment Management
California
– -$432K -57,670 Closed
SAS
116
Sarbit Advisory Services
Manitoba, Canada
– -$456K -50,000 Closed
PP
117
Paloma Partners
Connecticut
– -$224K -30,000 Closed
VKH
118
Virtu KCG Holdings
New York
– -$185K -24,793 Closed
Group One Trading
119
Group One Trading
Illinois
– -$156K -20,919 Closed
ACP
120
Andalusian Capital Partners
Connecticut
– -$132K -17,672 Closed
DTL
121
Dynamic Technology Lab
Singapore
– -$123K -16,518 Closed
Stifel Financial
122
Stifel Financial
Missouri
– -$112K -15,000 Closed
ST
123
Spot Trading
Illinois
– -$102K -13,677 Closed
TCM
124
Touradji Capital Management
Florida
– -$97K -13,000 Closed
TRCT
125
Tower Research Capital (TRC)
New York
– -$33K -4,438 Closed
2 3 4
5
6

SWS Hedge Fund Activity: Q2 2014 in Review

106 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q2 2014, worth a combined $156M — down 6.9% from $168M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SWS and 17 opened new positions — a net loss of 4 holders — while 39 trimmed existing stakes and 28 added.

The largest buyer was First Eagle Investment Management, opening a new position worth an estimated $5.41M. The largest seller was River Road Asset Management, exiting entirely with an estimated $6.74M sold.

  • 106 institutional investors held SWS GROUP INC (SWS) as of Q2 2014, down from 110 in Q1 2014.
  • Funds reported $156M of SWS GROUP INC stock for Q2 2014, down 6.9% quarter-over-quarter.
  • 17 funds opened new SWS GROUP INC positions in Q2 2014 and 21 closed out, a net change of -4 holders.
  • The largest SWS GROUP INC buyer in Q2 2014 was First Eagle Investment Management, an estimated $5.41M added.
  • The largest SWS GROUP INC seller in Q2 2014 was River Road Asset Management, an estimated $6.74M sold.

Based on aggregated 13F filings for Q2 2014.