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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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108 hedge funds and large institutions have $197M invested in SWS GROUP INC in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

26% more capital invested

Capital invested by funds: $156M → $197M (+$41M)

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 106 → 108 (+2)

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

Holders
108
Holders Change
+2
Holders Change %
+1.89%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
11
Increased
20
Reduced
52
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OHCM
Oak Hill Capital Management
New York
+$47.3M
2
AA
Ancora Advisors
Ohio
+$14.7M
3
Renaissance Technologies
Renaissance Technologies
New York
+$2.57M
4
HCMT
Highland Capital Management (Texas)
Texas
+$724K
5
Nomura Holdings
Nomura Holdings
Japan
+$384K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$1.66M
2
MCA
Mendon Capital Advisors
Florida
-$1.42M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.34M
4
First Eagle Investment Management
First Eagle Investment Management
New York
-$1.28M
5
HA
Havens Advisors
New York
-$949K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
76
Capstone Asset Management
Texas
$134K -$9.7K -1,340 -6%
Two Sigma Investments
77
Two Sigma Investments
New York
$130K -$288K -39,763 -68%
Public Employees Retirement Association of Colorado
78
Public Employees Retirement Association of Colorado
Colorado
$130K – – –
Envestnet Asset Management
79
Envestnet Asset Management
Illinois
$122K +$74.1K +10,235 +137%
UCFA
80
United Capital Financial Advisors
Texas
$122K +$128K +17,686 New
BA
81
BlackRock Advisors
Delaware
$116K -$3.03K -419 -2%
ASRS
82
Arizona State Retirement System
Arizona
$110K -$31.1K -4,300 -21%
TRCT
83
Tower Research Capital (TRC)
New York
$108K +$114K +15,726 New
PL
84
Parkwood LLC
Ohio
$107K – – –
CCA
85
Catalyst Capital Advisors
New York
$103K – – –
BG
86
BlackRock Group
United Kingdom
$102K -$5.48K -757 -5%
MC
87
Menta Capital
California
$95K +$99.9K +13,800 New
CC
88
Cannell Capital
Wyoming
$83K -$551K -76,082 -86%
ProShare Advisors
89
ProShare Advisors
Maryland
$83K -$23K -3,176 -21%
TC
90
TFS Capital
Pennsylvania
$80K -$658K -90,913 -89%
AGM
91
Alpine Global Management
New York
$77K +$4.34K +600 +6%
LSERS
92
Louisiana State Employees Retirement System
Louisiana
$73K -$21K -2,900 -21%
PP
93
Paloma Partners
Connecticut
$72K +$75.7K +10,456 New
AllianceBernstein
94
AllianceBernstein
Tennessee
$52K -$58K -8,020 -52%
MERSOM
95
Municipal Employees' Retirement System of Michigan
Michigan
$51K +$2.89K +400 +6%
U
96
UBS
Switzerland
$40K -$61.7K -8,531 -59%
Legal & General Group
97
Legal & General Group
United Kingdom
$39K +$39.7K +5,488 New
PI
98
PineBridge Investments
New York
$33K +$4.74K +655 +16%
Wells Fargo
99
Wells Fargo
California
$28K -$3.51K -485 -11%
Group One Trading
100
Group One Trading
Illinois
$21K +$21.9K +3,032 New
1 2 3
4
5

SWS Hedge Fund Activity: Q3 2014 in Review

108 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2014, worth a combined $197M — up 26% from $156M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SWS positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 52 trimmed.

The largest buyer was Oak Hill Capital Management, opening a new position worth an estimated $47.3M. The largest seller was BlackRock Fund Advisors, cutting an estimated $1.66M.

  • 108 institutional investors held SWS GROUP INC (SWS) as of Q3 2014, up from 106 in Q2 2014.
  • Funds reported $197M of SWS GROUP INC stock for Q3 2014, up 26% quarter-over-quarter.
  • 11 funds opened new SWS GROUP INC positions in Q3 2014 and 9 closed out, a net change of +2 holders.
  • The largest SWS GROUP INC buyer in Q3 2014 was Oak Hill Capital Management, an estimated $47.3M added.
  • The largest SWS GROUP INC seller in Q3 2014 was BlackRock Fund Advisors, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.