U
SWS

UBS’s SWS GROUP INC SWS Stock Holding History

UBS’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$40K Sell
5,821
-8,531
-59% -$61.7K ﹤0.01% 7119
2014
Q2 		$104K Sell
14,352
-2,094
-13% -$15.5K ﹤0.01% 5900
2014
Q1 		$123K Buy
16,446
+11,020
+203% +$84.5K ﹤0.01% 5750
2013
Q4 		$33K Sell
5,426
-5,191
-49% -$30.6K ﹤0.01% 7538
2013
Q3 		$60K Buy
10,617
+3,337
+46% +$19.2K ﹤0.01% 6642
2013
Q2 		$39K Buy
+7,280
New +$42.1K ﹤0.01% 7062

Other funds holding SWS

OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
PCM
Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

UBS's SWS Position: Q3 2014 in Review

UBS reduced its SWS GROUP INC (SWS) stake by 59% in Q3 2014, selling an estimated $61.7K and leaving 5,821 shares worth $40K. The position accounts for ﹤0.01% of the portfolio, ranked #7119.

UBS first reported a position in SWS in Q2 2013 and has held it in 6 quarters since. The position peaked at $123K in Q1 2014. 108 funds tracked by Wall St. Rank hold SWS as of Q3 2014.

  • UBS held 5,821 shares of SWS GROUP INC worth $40K as of Q3 2014.
  • UBS sold 8,531 SWS GROUP INC shares in Q3 2014, an estimated $61.7K.
  • SWS GROUP INC made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7119 holding.
  • UBS first reported a position in SWS GROUP INC in Q2 2013 and has held it in 6 quarters since.
  • UBS's SWS GROUP INC position peaked at $123K in Q1 2014.
  • 108 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.