UCFA
SWS

United Capital Financial Advisors’s SWS GROUP INC SWS Stock Holding History

United Capital Financial Advisors’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-17,686
Closed -$122K – 1218
2014
Q3 		$122K Buy
+17,686
New +$128K ﹤0.01% 1076

Other funds holding SWS

Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

United Capital Financial Advisors's SWS Position: Q4 2014 in Review

United Capital Financial Advisors sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 17,686 shares — an estimated $122K sold.

United Capital Financial Advisors first reported a position in SWS in Q3 2014 and held it in 1 quarter. The position peaked at $122K in Q3 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

  • United Capital Financial Advisors reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
  • United Capital Financial Advisors sold 17,686 SWS GROUP INC shares in Q4 2014, an estimated $122K.
  • United Capital Financial Advisors first reported a position in SWS GROUP INC in Q3 2014 and held it in 1 quarter.
  • United Capital Financial Advisors's SWS GROUP INC position peaked at $122K in Q3 2014.
  • 87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on United Capital Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.