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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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106 hedge funds and large institutions have $156M invested in SWS GROUP INC in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 110 → 106 (-4)

7% less capital invested

Capital invested by funds: $168M → $156M (-$11.6M)

19% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 21

28% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 39

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
106
Holders Change
-4
Holders Change %
-3.64%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
28
Reduced
39
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Eagle Investment Management
First Eagle Investment Management
New York
+$5.41M
2
HCMT
Highland Capital Management (Texas)
Texas
+$4.47M
3
LIM
Longfellow Investment Management
Massachusetts
+$4.34M
4
WIC
Water Island Capital
New York
+$2.47M
5
Morgan Stanley
Morgan Stanley
New York
+$2.26M

Top Sellers

Rank Fund Capital Flow
1
RRAM
River Road Asset Management
Kentucky
-$6.74M
2
HCM
Hirzel Capital Management
Texas
-$3.96M
3
EC
EJF Capital
Virginia
-$3.74M
4
LOM
Loeb Offshore Management
New York
-$2.26M
5
Millennium Management
Millennium Management
New York
-$2.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
OA
76
OFI Advisors
Pennsylvania
$144K +$18.7K +2,525 +15%
NCCM
77
Nine Chapters Capital Management
New Jersey
$139K +$142K +19,100 New
Public Employees Retirement Association of Colorado
78
Public Employees Retirement Association of Colorado
Colorado
$138K – – –
BA
79
BlackRock Advisors
Delaware
$126K -$13.1K -1,774 -9%
Citigroup
80
Citigroup
New York
$120K -$50.2K -6,771 -29%
BG
81
BlackRock Group
United Kingdom
$114K -$34.8K -4,697 -23%
AllianceBernstein
82
AllianceBernstein
Tennessee
$113K -$87K -11,735 -43%
PL
83
Parkwood LLC
Ohio
$113K +$11K +1,489 +11%
ProShare Advisors
84
ProShare Advisors
Maryland
$111K -$108K -14,632 -49%
CCA
85
Catalyst Capital Advisors
New York
$109K +$111K +15,000 New
U
86
UBS
Switzerland
$104K -$15.5K -2,094 -13%
LSERS
87
Louisiana State Employees Retirement System
Louisiana
$98K – – –
Barclays
88
Barclays
United Kingdom
$91K -$9.06K -1,223 -9%
Deutsche Bank
89
Deutsche Bank
Germany
$86K -$76.2K -10,275 -46%
Goldman Sachs
90
Goldman Sachs
New York
$83K -$124K -16,750 -60%
Thrivent Financial for Lutherans
91
Thrivent Financial for Lutherans
Minnesota
$78K +$371 +50 +0.5%
AGM
92
Alpine Global Management
New York
$77K +$78.6K +10,600 New
Susquehanna International Group
93
Susquehanna International Group
Pennsylvania
$75K -$58.7K -7,920 -44%
Envestnet Asset Management
94
Envestnet Asset Management
Illinois
$54K +$55.2K +7,451 New
MERSOM
95
Municipal Employees' Retirement System of Michigan
Michigan
$51K – – –
YCM
96
Yakira Capital Management
Connecticut
$45K +$46K +6,200 New
Wells Fargo
97
Wells Fargo
California
$32K -$893K -120,517 -96%
PI
98
PineBridge Investments
New York
$31K -$19.1K -2,571 -38%
MSA
99
Mason Street Advisors
Wisconsin
$27K +$682 +92 +3%
VFA
100
Virtus Fund Advisers
Connecticut
$18K +$18.5K +2,498 New
2 3
4
5 6

SWS Hedge Fund Activity: Q2 2014 in Review

106 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q2 2014, worth a combined $156M — down 6.9% from $168M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SWS and 17 opened new positions — a net loss of 4 holders — while 39 trimmed existing stakes and 28 added.

The largest buyer was First Eagle Investment Management, opening a new position worth an estimated $5.41M. The largest seller was River Road Asset Management, exiting entirely with an estimated $6.74M sold.

  • 106 institutional investors held SWS GROUP INC (SWS) as of Q2 2014, down from 110 in Q1 2014.
  • Funds reported $156M of SWS GROUP INC stock for Q2 2014, down 6.9% quarter-over-quarter.
  • 17 funds opened new SWS GROUP INC positions in Q2 2014 and 21 closed out, a net change of -4 holders.
  • The largest SWS GROUP INC buyer in Q2 2014 was First Eagle Investment Management, an estimated $5.41M added.
  • The largest SWS GROUP INC seller in Q2 2014 was River Road Asset Management, an estimated $6.74M sold.

Based on aggregated 13F filings for Q2 2014.