We are live on ! Find out more
SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

Back to rankings

108 hedge funds and large institutions have $197M invested in SWS GROUP INC in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

26% more capital invested

Capital invested by funds: $156M → $197M (+$41M)

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 106 → 108 (+2)

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

Holders
108
Holders Change
+2
Holders Change %
+1.89%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
11
Increased
20
Reduced
52
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OHCM
Oak Hill Capital Management
New York
+$47.3M
2
AA
Ancora Advisors
Ohio
+$14.7M
3
Renaissance Technologies
Renaissance Technologies
New York
+$2.57M
4
HCMT
Highland Capital Management (Texas)
Texas
+$724K
5
Nomura Holdings
Nomura Holdings
Japan
+$384K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$1.66M
2
MCA
Mendon Capital Advisors
Florida
-$1.42M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.34M
4
First Eagle Investment Management
First Eagle Investment Management
New York
-$1.28M
5
HA
Havens Advisors
New York
-$949K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
26
Fidelity Investments
Massachusetts
$1.39M – – –
Bank of New York Mellon
27
Bank of New York Mellon
New York
$1.28M -$189K -26,072 -12%
MCA
28
Mendon Capital Advisors
Florida
$1.26M -$1.42M -196,932 -52%
BCM
29
Bridgeway Capital Management
Texas
$1.24M -$78.9K -10,900 -6%
GCIA
30
Gabelli & Co Investment Advisers
New York
$1.15M +$19.5K +2,700 +2%
OAC
31
OMERS Administration Corp
Ontario, Canada
$977K -$774 -107 -0.1%
California Public Employees Retirement System
32
California Public Employees Retirement System
California
$967K +$106K +14,600 +12%
Geode Capital Management
33
Geode Capital Management
Massachusetts
$966K – – –
Millennium Management
34
Millennium Management
New York
$965K -$153K -21,200 -13%
TCIM
35
TIAA CREF Investment Management
New York
$959K -$15K -2,075 -1%
Principal Financial Group
36
Principal Financial Group
Iowa
$951K -$283K -39,175 -22%
FIM
37
Freedom Investment Management
Connecticut
$809K +$176K +24,287 +26%
BIM
38
BlackRock Investment Management
Delaware
$758K -$27.1K -3,752 -3%
GLAM
39
Gardner Lewis Asset Management
Pennsylvania
$755K – – –
Ameriprise
40
Ameriprise
Minnesota
$697K -$159K -21,960 -18%
WS
41
Wedbush Securities
California
$692K -$80.7K -11,158 -10%
New York State Teachers Retirement System (NYSTRS)
42
New York State Teachers Retirement System (NYSTRS)
New York
$653K -$161K -22,300 -19%
GC
43
Guggenheim Capital
Illinois
$581K -$323K -44,631 -35%
Invesco
44
Invesco
Georgia
$522K -$23.2K -3,200 -4%
New York State Common Retirement Fund
45
New York State Common Retirement Fund
New York
$442K – – –
California State Teachers Retirement System (CalSTRS)
46
California State Teachers Retirement System (CalSTRS)
California
$371K +$2.94K +407 +0.8%
Nomura Holdings
47
Nomura Holdings
Japan
$368K +$384K +53,011 New
Prudential Financial
48
Prudential Financial
New Jersey
$342K -$104K -14,369 -22%
Charles Schwab
49
Charles Schwab
California
$326K – – –
State Board of Administration of Florida Retirement System
50
State Board of Administration of Florida Retirement System
Florida
$300K – – –
1
2
3 4 5

SWS Hedge Fund Activity: Q3 2014 in Review

108 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2014, worth a combined $197M — up 26% from $156M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SWS positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 52 trimmed.

The largest buyer was Oak Hill Capital Management, opening a new position worth an estimated $47.3M. The largest seller was BlackRock Fund Advisors, cutting an estimated $1.66M.

  • 108 institutional investors held SWS GROUP INC (SWS) as of Q3 2014, up from 106 in Q2 2014.
  • Funds reported $197M of SWS GROUP INC stock for Q3 2014, up 26% quarter-over-quarter.
  • 11 funds opened new SWS GROUP INC positions in Q3 2014 and 9 closed out, a net change of +2 holders.
  • The largest SWS GROUP INC buyer in Q3 2014 was Oak Hill Capital Management, an estimated $47.3M added.
  • The largest SWS GROUP INC seller in Q3 2014 was BlackRock Fund Advisors, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.