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FT Vest US Small Cap Moderate Buffer ETF May

53 hedge funds and large institutions have $44M invested in FT Vest US Small Cap Moderate Buffer ETF May in 2024 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

23% more funds holding

Funds holding: 4353 (+10)

17% more capital invested

Capital invested by funds: $37.7M → $44M (+$6.39M)

5.86% less ownership

Funds ownership: 63.66%57.79% (-5.9%)

Holders
53
Holders Change
+10
Holders Change %
+23.26%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
20
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$443K +$102K +4,240 +31%
AWE
27
Avidian Wealth Enterprises
Texas
$406K +$15.4K +642 +4%
NFG
28
Nations Financial Group
Iowa
$396K +$387K +16,128 New
SPC
29
Sigma Planning Corp
Michigan
$350K +$342K +14,240 New
NA
30
NewEdge Advisors
Louisiana
$349K -$26.6K -1,107 -7%
FFA
31
Fragasso Financial Advisors
Pennsylvania
$317K
BIM
32
Bullseye Investment Management
Ohio
$288K +$65.2K +2,716 +32%
SWA
33
SOA Wealth Advisors
New York
$238K +$117K +4,881 +102%
SRA
34
Secured Retirement Advisors
Minnesota
$212K +$207K +8,621 New
UAG
35
United Advisor Group
Ohio
$210K +$205K +8,535 New
Truist Financial
36
Truist Financial
North Carolina
$206K +$201K +8,391 New
SAW
37
Signal Advisors Wealth
Michigan
$205K +$200K +8,333 New
FWM
38
Foguth Wealth Management
Michigan
$203K -$251K -10,460 -56%
CFGS
39
Concourse Financial Group Securities
Alabama
$148K -$26.4K -1,100 -15%
HI
40
Harbour Investments
Wisconsin
$116K +$25.5K +1,064 +29%
NS
41
NBC Securities
Alabama
$93K -$12K -500 -12%
DFA
42
DHJJ Financial Advisors
Illinois
$86.9K -$1.92K -80 -2%
LFG
43
Larson Financial Group
Missouri
$82.9K +$81K +3,374 New
CAL
44
Capital Analysts LLC
Pennsylvania
$80K +$39.3K +1,639 +101%
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$76.7K
CFD
46
Creative Financial Designs
Indiana
$55.5K +$54.2K +2,258 New
SPIA
47
Steward Partners Investment Advisory
New York
$55.3K
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$49K +$48K +2,000 New
PS
49
Principal Securities
Iowa
$37K
SS
50
Sunbelt Securities
Texas
$23K +$22.4K +935 New

SMAY Hedge Fund Activity: Q3 2024 in Review

53 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF May (SMAY) for Q3 2024, worth a combined $44M — up 17% from $37.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMAY positions and 6 closed out — a net gain of 10 holders — while 20 added to existing stakes and 9 trimmed.

The largest buyer was MML Investors Services, adding an estimated $2.28M. The largest seller was Prospera Financial Services, exiting entirely with an estimated $5.06M sold.

  • 53 institutional investors held FT Vest US Small Cap Moderate Buffer ETF May (SMAY) as of Q3 2024, up from 43 in Q2 2024.
  • Funds reported $44M of FT Vest US Small Cap Moderate Buffer ETF May stock for Q3 2024, up 17% quarter-over-quarter.
  • 16 funds opened new FT Vest US Small Cap Moderate Buffer ETF May positions in Q3 2024 and 6 closed out, a net change of +10 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May buyer in Q3 2024 was MML Investors Services, an estimated $2.28M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF May seller in Q3 2024 was Prospera Financial Services, an estimated $5.06M sold.

Based on aggregated 13F filings for Q3 2024.