NBC Securities’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

NBC Securities’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$108K	Hold	3,798	–	–	0.01%	1051
2026 Q1	$99.9K	Hold	3,798	–	–	0.01%	1096
2025 Q4	$98.6K	Hold	3,798	–	–	0.01%	1089
2025 Q3	$96.2K	Hold	3,798	–	–	0.01%	1084
2025 Q2	$91K	Hold	3,798	–	–	0.01%	1088
2025 Q1	$89K	Buy	3,798 +3,795	+126,500%	+$93.4K	0.01%	1008
2024 Q4	$94	Sell	3 -3,795	-100%	-$95K	0.01%	937
2024 Q3	$93K	Sell	3,798 -500	-12%	-$12K	0.01%	1006
2024 Q2	$100K	Buy	4,298 +863	+25%	+$19.8K	0.01%	956
2024 Q1	$78K	Hold	3,435	–	–	0.01%	1006
2023 Q4	$75K	Hold	3,435	–	–	0.01%	1021
2023 Q3	$69K	Buy	+3,435	New	+$71.8K	0.01%	1031

Other funds holding SMAY

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

QCIG

Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return

OAS

Optivise Advisory Services Franklin, Tennessee $197M AUM 26.07% 1-Year Est. Return

SWA

SOA Wealth Advisors New York $595M AUM 25.98% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

FFA

Fragasso Financial Advisors Sewickley, Pennsylvania $1.88B AUM 23.81% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

NBC Securities's SMAY Position: Q2 2026 in Review

NBC Securities held its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) position steady in Q2 2026 at 3,798 shares worth $108K. The position accounts for 0.01% of the portfolio, ranked #1051.

NBC Securities first reported a position in SMAY in Q3 2023 and has held it in 12 quarters since. 12 funds tracked by Wall St. Rank hold SMAY as of Q2 2026.

NBC Securities held 3,798 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $108K as of Q2 2026.
NBC Securities left its FT Vest US Small Cap Moderate Buffer ETF May share count unchanged in Q2 2026.
FT Vest US Small Cap Moderate Buffer ETF May made up 0.01% of NBC Securities's portfolio in Q2 2026, its #1051 holding.
NBC Securities first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q3 2023 and has held it in 12 quarters since.
12 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.