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SEPP

PGIM US Large-Cap Buffer 12 ETF - September

Name Holding Trade Value Shares
Change
Change in
Stake
Prudential Financial
1
Prudential Financial
New Jersey
$3.72M +$458K +17,135 +15%
OMC
2
Old Mission Capital
Illinois
$402K +$84.9K +3,178 +29%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$347K +$19.8K +741 +6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$123K +$98.9K +3,699 +576%
HI
5
Harbour Investments
Wisconsin
$24.9K
UBS Group
6
UBS Group
Switzerland
$19.5K +$18.5K +691 New
DFA
7
DHJJ Financial Advisors
Illinois
$11.3K