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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

178 hedge funds and large institutions have $1.11B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 99 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 40

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

34% more capital invested

Capital invested by funds: $829M → $1.11B (+$285M)

7% more funds holding

Funds holding: 167 → 178 (+11)

5.71% more ownership

Funds ownership: 71.7% → 77.42% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
178
Holders Change
+11
Holders Change %
+6.59%
% of All Funds
2.82%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
23
Increased
99
Reduced
40
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$74.8M
2
Truist Financial
Truist Financial
North Carolina
+$45.7M
3
Wells Fargo
Wells Fargo
California
+$27.8M
4
LPL Financial
LPL Financial
California
+$27.3M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$15.6M

Top Sellers

Rank Fund Capital Flow
1
RIA
Regal Investment Advisors
Michigan
-$4.94M
2
CWM
Castle Wealth Management
Florida
-$3.75M
3
SHFP
Second Half Financial Partners
Florida
-$3.49M
4
CIBC World Market
CIBC World Market
Ontario, Canada
-$2.46M
5
MWM
Mattern Wealth Management
Kansas
-$2.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
M1FG
126
Mach-1 Financial Group
Arkansas
$422K +$103K +3,518 +31%
OPA
127
Old Port Advisors
Maine
$414K +$428K +14,666 New
TI
128
tru Independence
Oregon
$396K +$59.3K +2,032 +17%
WWA
129
WCG Wealth Advisors
Nevada
$376K +$389K +13,323 New
TSWM
130
Tyler-Stone Wealth Management
Ohio
$375K +$43.4K +1,486 +13%
Susquehanna International Group
131
Susquehanna International Group
Pennsylvania
$373K +$120K +4,122 +45%
IP
132
Ignite Planners
California
$371K +$116K +3,986 +42%
LNC
133
Lincoln National Corp
Pennsylvania
$360K +$25.3K +868 +7%
MSFS
134
Main Street Financial Solutions
Pennsylvania
$357K -$211K -7,223 -36%
KCFA
135
Key Client Fiduciary Advisors
New Jersey
$355K -$49.6K -1,700 -12%
DC
136
Davenport & Co
Virginia
$353K +$76.3K +2,615 +26%
CSA
137
Cottage Street Advisors
Massachusetts
$345K +$56.4K +1,933 +19%
OCM
138
Objective Capital Management
Ohio
$328K +$6.51K +223 +2%
AF
139
Allworth Financial
California
$324K – – –
USCWA
140
U.S. Capital Wealth Advisors
Texas
$319K -$1.02K -35 -0.3%
TA
141
TFB Advisors
Kansas
$316K -$65.8K -2,254 -17%
PTC
142
Private Trust Company
Ohio
$301K – – –
NFG
143
Nations Financial Group
Iowa
$296K +$22.9K +786 +8%
CCA
144
Cottonwood Capital Advisors
Utah
$292K -$16.1K -551 -5%
Qube Research & Technologies (QRT)
145
Qube Research & Technologies (QRT)
United Kingdom
$287K +$297K +10,164 New
QPW
146
Quantum Private Wealth
Florida
$284K -$29.5K -1,011 -9%
RIA
147
Realta Investment Advisors
Delaware
$280K – – –
CWM
148
Cornerstone Wealth Management
Missouri
$278K +$146 +5 +0.1%
CAL
149
Capital Analysts LLC
Pennsylvania
$277K +$34.7K +1,189 +14%
MA
150
Mutual Advisors
Nebraska
$274K +$4.06K +139 +1%
4 5
6
7 8

SDVY Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2023, worth a combined $1.11B — up 34% from $829M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SDVY positions and 11 closed out — a net gain of 12 holders — while 99 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $74.8M. The largest seller was Regal Investment Advisors, cutting an estimated $4.94M.

  • 178 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2023, up from 167 in Q2 2023.
  • Funds reported $1.11B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2023, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2023 and 11 closed out, a net change of +12 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2023 was Morgan Stanley, an estimated $74.8M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2023 was Regal Investment Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2023.