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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

178 hedge funds and large institutions have $1.11B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 99 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 40

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

34% more capital invested

Capital invested by funds: $829M → $1.11B (+$285M)

7% more funds holding

Funds holding: 167 → 178 (+11)

5.71% more ownership

Funds ownership: 71.7% → 77.42% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
178
Holders Change
+11
Holders Change %
+6.59%
% of All Funds
2.82%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
23
Increased
99
Reduced
40
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$74.8M
2
Truist Financial
Truist Financial
North Carolina
+$45.7M
3
Wells Fargo
Wells Fargo
California
+$27.8M
4
LPL Financial
LPL Financial
California
+$27.3M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$15.6M

Top Sellers

Rank Fund Capital Flow
1
RIA
Regal Investment Advisors
Michigan
-$4.94M
2
CWM
Castle Wealth Management
Florida
-$3.75M
3
SHFP
Second Half Financial Partners
Florida
-$3.49M
4
CIBC World Market
CIBC World Market
Ontario, Canada
-$2.46M
5
MWM
Mattern Wealth Management
Kansas
-$2.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
Comerica Bank
101
Comerica Bank
Texas
$866K +$896K +30,681 New
CFGS
102
Concourse Financial Group Securities
Alabama
$861K +$121K +4,146 +16%
RIA
103
Regal Investment Advisors
Michigan
$777K -$4.94M -169,070 -86%
SF
104
Synovus Financial
Georgia
$736K +$761K +26,067 New
AWG
105
Altus Wealth Group
Colorado
$726K -$19.9K -680 -3%
LWM
106
Laidlaw Wealth Management
New York
$691K +$714K +24,470 New
MOS
107
MGO One Seven
Ohio
$688K +$132K +4,532 +23%
Envestnet Portfolio Solutions
108
Envestnet Portfolio Solutions
Illinois
$664K +$686K +23,517 New
LSA
109
Lion Street Advisors
Texas
$608K +$628K +21,524 New
IP
110
Investment Partners
Ohio
$585K +$15.8K +540 +3%
MC
111
Moors & Cabot
Massachusetts
$553K +$79.8K +2,733 +16%
BRWA
112
B. Riley Wealth Advisors
Florida
$546K +$26.4K +903 +5%
AAS
113
Ameritas Advisory Services
Nebraska
$542K +$134K +4,598 +31%
ECA
114
Elevated Capital Advisors
Utah
$520K +$15.4K +527 +3%
NS
115
NBC Securities
Alabama
$510K +$528K +18,090 New
IAIM
116
International Assets Investment Management
Florida
$503K +$523K +17,912 New
AWM
117
Avior Wealth Management
Nebraska
$496K +$1.49K +51 +0.3%
WCFA
118
Walkner Condon Financial Advisors
Wisconsin
$483K -$1.75K -60 -0.3%
FIA
119
Foundations Investment Advisors
Arizona
$474K +$97.3K +3,333 +25%
CAM
120
Cresset Asset Management
Illinois
$467K +$483K +16,543 New
SWM
121
SFG Wealth Management
Maryland
$459K +$475K +16,264 New
GAA
122
Global Assets Advisory
Florida
$449K -$12.6K -433 -3%
VCM
123
Virtue Capital Management
Tennessee
$446K – – –
Renaissance Technologies
124
Renaissance Technologies
New York
$432K +$447K +15,300 New
AWE
125
Avidian Wealth Enterprises
Texas
$428K +$442K +15,144 New
3 4
5
6 7

SDVY Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2023, worth a combined $1.11B — up 34% from $829M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SDVY positions and 11 closed out — a net gain of 12 holders — while 99 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $74.8M. The largest seller was Regal Investment Advisors, cutting an estimated $4.94M.

  • 178 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2023, up from 167 in Q2 2023.
  • Funds reported $1.11B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2023, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2023 and 11 closed out, a net change of +12 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2023 was Morgan Stanley, an estimated $74.8M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2023 was Regal Investment Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2023.