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First Trust SMID Cap Rising Dividend Achievers ETF

155 hedge funds and large institutions have $663M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 58 increasing their positions, 53 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 13

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

17% more capital invested

Capital invested by funds: $567M → $663M (+$96.8M)

8% more funds holding

Funds holding: 144155 (+11)

9% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 53

0.85% more ownership

Funds ownership: 69.32%70.17% (+0.85%)

Holders
155
Holders Change
+11
Holders Change %
+7.64%
% of All Funds
2.49%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
27
Increased
58
Reduced
53
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GAA
101
Global Assets Advisory
Florida
$433K -$6.49K -250 -1%
CFGS
102
Concourse Financial Group Securities
Alabama
$422K +$302K +11,641 +256%
OPA
103
Old Port Advisors
Maine
$384K
NA
104
NewEdge Advisors
Louisiana
$378K -$639K -24,613 -19%
Thrivent Financial for Lutherans
105
Thrivent Financial for Lutherans
Minnesota
$371K +$368K +14,183 New
MA
106
Mutual Advisors
Nebraska
$335K +$32.3K +1,242 +11%
MSFS
107
Main Street Financial Solutions
Pennsylvania
$323K +$322K +12,410 New
USCWA
108
U.S. Capital Wealth Advisors
Texas
$303K
IAA
109
Independent Advisor Alliance
North Carolina
$295K -$7.3K -281 -2%
TRCT
110
Tower Research Capital (TRC)
New York
$294K -$131K -5,038 -31%
TI
111
tru Independence
Oregon
$291K -$41.5K -1,599 -13%
CCA
112
Cottonwood Capital Advisors
Utah
$280K +$623 +24 +0.2%
CW
113
CreativeOne Wealth
Kansas
$275K -$2.49K -96 -0.9%
MC
114
Moors & Cabot
Massachusetts
$273K +$272K +10,478 New
OCM
115
Objective Capital Management
Ohio
$272K +$11.4K +438 +4%
IP
116
Ignite Planners
California
$271K
OC
117
Oppenheimer & Co
New York
$269K
LNC
118
Lincoln National Corp
Pennsylvania
$264K +$6.39K +246 +2%
JAWM
119
J. Arnold Wealth Management
Ohio
$261K
DC
120
Davenport & Co
Virginia
$256K
QCIG
121
Quad-Cities Investment Group
Iowa
$240K -$37.8K -1,454 -14%
CAL
122
Capital Analysts LLC
Pennsylvania
$240K +$84.3K +3,248 +54%
NFG
123
Nations Financial Group
Iowa
$231K -$240K -9,254 -51%
CAP
124
Columbia Advisory Partners
Washington
$230K -$65.3K -2,515 -22%
AWA
125
Arkadios Wealth Advisors
Georgia
$226K -$517K -19,928 -70%

SDVY Hedge Fund Activity: Q4 2022 in Review

155 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2022, worth a combined $663M — up 17% from $567M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SDVY positions and 13 closed out — a net gain of 14 holders — while 58 added to existing stakes and 53 trimmed.

The largest buyer was LPL Financial, adding an estimated $18.6M. The largest seller was Truist Financial, cutting an estimated $8.26M.

  • 155 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2022, up from 144 in Q3 2022.
  • Funds reported $663M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2022, up 17% quarter-over-quarter.
  • 27 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2022 and 13 closed out, a net change of +14 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2022 was LPL Financial, an estimated $18.6M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2022 was Truist Financial, an estimated $8.26M sold.

Based on aggregated 13F filings for Q4 2022.