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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

178 hedge funds and large institutions have $1.11B invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 99 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 40

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

34% more capital invested

Capital invested by funds: $829M → $1.11B (+$285M)

7% more funds holding

Funds holding: 167 → 178 (+11)

5.71% more ownership

Funds ownership: 71.7% → 77.42% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
178
Holders Change
+11
Holders Change %
+6.59%
% of All Funds
2.82%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
23
Increased
99
Reduced
40
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$74.8M
2
Truist Financial
Truist Financial
North Carolina
+$45.7M
3
Wells Fargo
Wells Fargo
California
+$27.8M
4
LPL Financial
LPL Financial
California
+$27.3M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$15.6M

Top Sellers

1
RIA
Regal Investment Advisors
Michigan
-$4.94M
2
CWM
Castle Wealth Management
Florida
-$3.75M
3
SHFP
Second Half Financial Partners
Florida
-$3.49M
4
CIBC World Market
CIBC World Market
Ontario, Canada
-$2.46M
5
MWM
Mattern Wealth Management
Kansas
-$2.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
CI
51
CX Institutional
Indiana
$3.13M -$610K -20,904 -16%
HI
52
Harbour Investments
Wisconsin
$2.91M +$552K +18,923 +22%
PAG
53
Private Advisory Group
Washington
$2.89M +$2.99M +102,325 New
PA
54
PSI Advisors
Florida
$2.77M +$230K +7,877 +9%
NA
55
NewEdge Advisors
Louisiana
$2.77M +$1.58M +54,246 +124%
Jane Street
56
Jane Street
New York
$2.71M +$2.35M +80,493 +516%
FAIM
57
Financial Advocates Investment Management
Washington
$2.54M -$85.7K -2,936 -3%
OL
58
Owen LaRue
Kentucky
$2.49M +$109K +3,721 +4%
Goldman Sachs
59
Goldman Sachs
New York
$2.48M +$855K +29,276 +50%
AWS
60
Atria Wealth Solutions
New York
$2.47M -$948K -32,491 -27%
SPC
61
Sigma Planning Corp
Michigan
$2.46M -$49.2K -1,684 -2%
GWSG
62
GPS Wealth Strategies Group
Colorado
$2.44M +$45.7K +1,564 +2%
US Bancorp
63
US Bancorp
Minnesota
$2.44M +$2.13M +73,030 +549%
SWM
64
Spire Wealth Management
Virginia
$2.12M +$202K +6,911 +10%
HH
65
Hilltop Holdings
Texas
$2.02M +$1.09M +37,312 +109%
IWM
66
IHT Wealth Management
Illinois
$2.01M +$1.03M +35,413 +99%
GIA
67
Gladstone Institutional Advisory
Florida
$1.87M -$146K -5,000 -7%
C
68
CEDRUS
Colorado
$1.86M +$839K +28,746 +78%
CAM
69
Cozad Asset Management
Illinois
$1.85M +$37.7K +1,290 +2%
EH
70
Equitable Holdings
New York
$1.85M +$635K +21,761 +50%
JWCA
71
J.W. Cole Advisors
Florida
$1.74M +$51K +1,748 +3%
CA
72
Cetera Advisors
Colorado
$1.72M +$115K +3,941 +7%
RA
73
RFG Advisory
Alabama
$1.63M -$732K -25,073 -30%
AWA
74
Arkadios Wealth Advisors
Georgia
$1.6M +$363K +12,438 +28%
RJT
75
Raymond James Trust
Florida
$1.59M +$422K +14,456 +34%
1 2
3
4 5

SDVY Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2023, worth a combined $1.11B — up 34% from $829M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SDVY positions and 11 closed out — a net gain of 12 holders — while 99 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $74.8M. The largest seller was Regal Investment Advisors, cutting an estimated $4.94M.

  • 178 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2023, up from 167 in Q2 2023.
  • Funds reported $1.11B of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2023, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2023 and 11 closed out, a net change of +12 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2023 was Morgan Stanley, an estimated $74.8M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2023 was Regal Investment Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2023.